Cifs - Study guides, Class notes & Summaries

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IFSE - CIFC Practice questions with complete solutions
  • IFSE - CIFC Practice questions with complete solutions

  • Exam (elaborations) • 14 pages • 2024
  • IFSE - CIFC Practice questions with complete solutions 1. To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? -Correct Answer-someone with whom you already have a business relationship Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? -Correct Answer-It is a self-regulatory organization for the distribution side of the Canadian ...
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IFSE - CIFC Exam Practice | 100 Questions with 100% Correct Answers | Verified | Latest Update 2024
  • IFSE - CIFC Exam Practice | 100 Questions with 100% Correct Answers | Verified | Latest Update 2024

  • Exam (elaborations) • 14 pages • 2024
  • To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? - someone with whom you already have a business relationship Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? - It is a self-regulatory organization for the distribution side of the Canadian mutual funds industry. What is the role of the Ombudsman for Banking and Investments...
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 IFSE - CIFC - Unit 5 exam 2023 with 100% correct answers
  • IFSE - CIFC - Unit 5 exam 2023 with 100% correct answers

  • Exam (elaborations) • 9 pages • 2023
  • Mutual Funds - correct answer Investments that hold a collection of different securities such as equities and bonds. Holdings - correct answer Collectively, the securities in a mutual fund The 3 main investment objectives - correct answer 1. Safety of Principal 2. Income 3. Growth Safety of Principal - correct answer Strive to protect investors from losing any of their original investment. Investors expect to get back at a minimum the amount of money they put into the investme...
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IFSE - CIFC - Unit 6 exam solved 100%
  • IFSE - CIFC - Unit 6 exam solved 100%

  • Exam (elaborations) • 8 pages • 2024
  • IFSE - CIFC - Unit 6 exam solved 100% Where and when was the first mutual fund created? -Correct Answer-Netherlands late 1700s After the Netherlands, to which countries did mutual funds spread? -Correct Answer-England, France, USA (1800s) When was the first open-end mutual fund created in the USA? -Correct Answer-1924 When was the first Canadian mutual fund established (CI Canadian Investment Fund)? -Correct Answer-1932 Which years in mutual fund history had huge economic downturns?...
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IFSE - CIFC - Unit 8  exam 2023 with 100% correct answers
  • IFSE - CIFC - Unit 8 exam 2023 with 100% correct answers

  • Exam (elaborations) • 8 pages • 2023
  • Mutual Fund Corporation - correct answer - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting Mutual Fund Trust - correct answer - investors are unit-holders - no board of directors. Governed by trusts or trustees - unit-holders don't have authority to appoint trustees Mutual Funds Complex - correct answer - mutual fund manager - portfolio manager - custodian - distributor ...
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IFSE - CIFC - Unit 5 exam with verified answers
  • IFSE - CIFC - Unit 5 exam with verified answers

  • Exam (elaborations) • 9 pages • 2024
  • IFSE - CIFC - Unit 5 exam with verified answers Mutual Funds -Correct Answer-Investments that hold a collection of different securities such as equities and bonds. Holdings -Correct Answer-Collectively, the securities in a mutual fund The 3 main investment objectives -Correct Answer-1. Safety of Principal 2. Income 3. Growth Safety of Principal -Correct Answer-Strive to protect investors from losing any of their original investment. Investors expect to get back at a minimum the amoun...
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IFSE - CIFC - Unit 6  exam 2023 with 100% correct answers
  • IFSE - CIFC - Unit 6 exam 2023 with 100% correct answers

  • Exam (elaborations) • 8 pages • 2023
  • Where and when was the first mutual fund created? - correct answer Netherlands late 1700s After the Netherlands, to which countries did mutual funds spread? - correct answer England, France, USA (1800s) When was the first open-end mutual fund created in the USA? - correct answer 1924 When was the first Canadian mutual fund established (CI Canadian Investment Fund)? - correct answer 1932 Which years in mutual fund history had huge economic downturns? - correct answer 2002 an...
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IFSE - CIFC - Unit 8 exam 2023 with 100% correct answers
  • IFSE - CIFC - Unit 8 exam 2023 with 100% correct answers

  • Exam (elaborations) • 8 pages • 2023
  • Mutual Fund Corporation - correct answer - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting Mutual Fund Trust - correct answer - investors are unit-holders - no board of directors. Governed by trusts or trustees - unit-holders don't have authority to appoint trustees Mutual Funds Complex - correct answer - mutual fund manager - portfolio manager - custodian - distributo...
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2022/2023 CREST CPSA EXAM (GUARANTEED A+)
  • 2022/2023 CREST CPSA EXAM (GUARANTEED A+)

  • Exam (elaborations) • 9 pages • 2023
  • 2022/2023 CREST CPSA EXAM (GUARANTEED A+) TCP Port 1 - ANSWER-Multiplexer tcpmux TCP Port 7 - ANSWER-Echo TCP Port 11 - ANSWER-System status. syst at TCP 13 - ANSWER-Date and time. TCP 15 - ANSWER-netstat TCP 19 - ANSWER-chargen TCP 21 - ANSWER-ftp TCP 22 - ANSWER-ssh TCP 23 - ANSWER-Telnet TCP 25 - ANSWER-smtp TCP 37 - ANSWER-Time TCP 42 - ANSWER-wins TCP 43 - ANSWER-whois TCP 49 - ANSWER-tacacs TCP 53 - ANSWER-DNS ...
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IFSE - CIFC - Unit 8 Correct Answers Latest Version 2024
  • IFSE - CIFC - Unit 8 Correct Answers Latest Version 2024

  • Exam (elaborations) • 8 pages • 2024
  • IFSE - CIFC - Unit 8 Correct Answers Latest Version 2024
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