Cifs - Study guides, Class notes & Summaries

IFSE - CIFC Practice Complete Questions And Answers With Verified Solutions 1. To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? Correct Answer: someone with whom you already have a business relationship Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? Correct Answer: It is a self-regulatory organization for the distribution ...

To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? - someone with whom you already have a business relationship Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? - It is a self-regulatory organization for the distribution side of the Canadian mutual funds industry. What is the role of the Ombudsman for Banking and Investments...

IFSE - CIFC UNIT 9 EXAM LATEST UPDATE...

3 Common Economic Indicators - correct answer 1. Gross Domestic Product (GDP) 2. Inflation Rate 3. Unemployment Rate Gross Domestic Product (GDP) - correct answer A measure of the total market value of all the final goods and services produced in the economy in a year. Measured in dollars. Consumer Price Index (CPI) - correct answer a measure of the overall cost of about 600 goods and services bought by a typical consumer. Calculated in relation to a base year. Increase generally m...

IFSE - CIFC - Unit 1 Questions and Answers 100% Pass National Instruments are developed through? CSA With which organization must mutual fund dealers (outside of Quebec) register? MFDA Which organization operates the Investor Protection Corporation (IPC)? MFDA Registration Requirements and Exemptions provides the harmonized registration rules for the registration of firms and individuals with the provincial or territorial securities commissions NI 31-103 Mutual Fund Prospectus Disclosure ens...

IFSE - CIFC - Unit 4 exam solved 100% 3 Common Economic Indicators -Correct Answer-1. Gross Domestic Product (GDP) 2. Inflation Rate 3. Unemployment Rate Gross Domestic Product (GDP) -Correct Answer-A measure of the total market value of all the final goods and services produced in the economy in a year. Measured in dollars. Consumer Price Index (CPI) -Correct Answer-a measure of the overall cost of about 600 goods and services bought by a typical consumer. Calculated in relation to a b...

IFSE - CIFC Practice |100 Questions| With Complete Solutions, Graded A+ 1. To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? -Answer- someone with whom you already have a business relationship Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? -Answer-It is a self-regulatory organization for the distribution side of the Cana...

IFSE - CIFC - Unit 7 Correct Answers Latest Version 2024

IFSE – CIFC Unit 7 Questions and Answers 100% Correct If a fund has a beta of 2, what is the expected outcome for the fund? It should outperform the market by 100%. What effect will a mutual fund distribution have on its price? The price per unit will decrease in value equivalent to the distribution. What type of analysis looks for insight into a company from their financial statements? fundamental -Fundamental analysis focuses on looking at the fundamentals of a company such as revenues, a...

Portfolio manager qualifications - correct answer - required to be registered with the provincial securities commissions in the provinces in which they choose to operate - must obtain a CFA designation - must have relevant experience Active management approaches - correct answer 1. Top-down 2. Bottom-up Top-down approach - correct answer - look at macroeconomic variable such as GDP of various countries, interest rates, and employment rates - then look at industry, sectors or countri...