Sie exam definitions Study guides, Class notes & Summaries

SIE Exam Definitions Latest Update 100% Correct What does a 12b-1 fee represent in mutual funds? This is an annual charge that mutual funds impose to cover costs related to marketing and distribution, sometimes referred to as a distribution or maintenance fee. What is the primary function of a 529 College Savings Plan? This plan allows families to save for higher education expenses on a tax-free basis, using professionally managed investment options. What are "A shares" in th...

12b-1 fee an annual fee charged by a mutual fund for its marketing and distribution costs. Also called a maintenance fee or distribution fee. 529 College Savings Plan A tax-free savings plan that offers families professionally managed portfolios to help meet specified college expenses. A shares a class of mutual fund shares that have a front-end sales charge, expressed as a percentage of its net asset value. ABLE account a tax-advantaged savings account for disabled peop...

SIE Exam Definitions

OAE - Early Childhood Education Exam 241 Questions with Answers Latest Conservation - CORRECT ANSWER the cognitive ability to understand that objects or substances retain their properties of numbers or amounts even when their appearance, shape, or configuration changes. (relates to number, length, mass, weight, and volume) Ex: an experimenter the same amount of liquid into a short, wide container and a tall thin one 5 - CORRECT ANSWER A child's conservation ability begins around the age...

SIE Exam 2023 questions and answers 100% guaranteed success. What is cost basis? A The original purchase price plus any transaction costs B The transaction charges affiliated with the purchase of any security C The net after-tax purchase price per share of common stock D The amount of any gain or loss if a different transaction had occurred - correct answers.A. The original purchase price plus any transaction costs Which of the following corporate securiti...

SIE Exam 2023 | questions and answers GRADED A+ What is cost basis? A The original purchase price plus any transaction costs B The transaction charges affiliated with the purchase of any security C The net after-tax purchase price per share of common stock D The amount of any gain or loss if a different transaction had occurred - A. The original purchase price plus any transaction costs Which of the following corporate securities carries the greatest risk to the investor? A Co...