Exam (elaborations)
SIE Exam Definitions 2023/24
- Course
- FINRA SIE
- Institution
- Columbia University
12b-1 fee an annual fee charged by a mutual fund for its marketing and distribution costs. Also called a maintenance fee or distribution fee. 529 College Savings Plan A tax-free savings plan that offers families professionally managed portfolios to help meet specified college expenses. ...
[Show more]