Prospectus - Study guides, Class notes & Summaries
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LML4806 PORTFOLIO MEMO - MAY/JUNE 2024 - SEMESTER 1 - UNISA - DUE DATE :- 17 MAY 2024 - DETAILED ANSWERS - DISTINCTION GUARANTEED!
- Exam (elaborations) • 16 pages • 2024
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LML4806 PORTFOLIO MEMO - MAY/JUNE 2024 - SEMESTER 1 - UNISA - DUE DATE :- 17 MAY 2024 - DETAILED ANSWERS - DISTINCTION GUARANTEED! 
 
QUESTION 1 [20] 
1.1 According to Milton Friedman, 
“there is one and only one social responsibility of business – to 
use its resources and engage in activities designed to increase its profits…” 
With reference to the principle of corporate social responsibility, discuss the meaning of 
corporate social responsibility and whether you agree with Milton Fr...
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CISI – Regulations Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024]
- Exam (elaborations) • 343 pages • 2024 Popular
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CISI – Regulations Final Exam Study Questions with 
COMPLETE SOLUTIONS (LATEST 2024] 
When the UK regulator allows a firm to undertake regulated activities, it grants 
which of the following? 
A Authorisation 
B Financial Services and Markets Act 2000 prohibition 
C Regulatory exemption 
D Part 4A Permission - CORRECT ANSWER D Part 4A Permission 
- Activities must be permitted by the Part 4A Permission (status would be 
permitted with authorization) 
According to the UK Prospectus Rules (P...
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CISI – Regulations Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024]
- Exam (elaborations) • 373 pages • 2024
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CISI – Regulations Final Exam Study Questions with 
COMPLETE SOLUTIONS (LATEST 2024] 
When the UK regulator allows a firm to undertake regulated activities, it grants 
which of the following? 
A Authorisation 
B Financial Services and Markets Act 2000 prohibition 
C Regulatory exemption 
D Part 4A Permission - CORRECT ANSWER D Part 4A Permission 
- Activities must be permitted by the Part 4A Permission (status would be 
permitted with authorization) 
According to the UK Prospectus Rules (P...
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LML4806 PORTFOLIO MEMO - MAY/JUNE 2024 - SEMESTER 1 - UNISA - DUE DATE :- 17 MAY 2024 (DETAILED ANSWERS WITH FOOTNOTES AND BIBLIOGRAPHY - DISTINCTION GUARANTEED!)
- Exam (elaborations) • 20 pages • 2024
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LML4806 PORTFOLIO MEMO - MAY/JUNE 2024 - SEMESTER 1 - UNISA - DUE DATE :- 17 MAY 2024 (DETAILED ANSWERS WITH FOOTNOTES AND BIBLIOGRAPHY - DISTINCTION GUARANTEED!) 
 
QUESTION 1 [20] 
1.1 According to Milton Friedman, 
“there is one and only one social responsibility of business – to 
use its resources and engage in activities designed to increase its profits…” 
With reference to the principle of corporate social responsibility, discuss the meaning of 
corporate social responsibility and...
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INISS Final Prospectus July-2024
- Exam (elaborations) • 41 pages • 2024
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INISS Final Prospectus July-2024
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LML4806 PORTFOLIO MEMO - SEMESTER 2 - 2022 - OCT./NOV. - UNISA - (WITH DETAILED FOOTNOTES AND A BIBLIOGRAPHY)
- Exam (elaborations) • 15 pages • 2022
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QUESTION 1 
 
1.1 Discuss the relevant section of the Companies Act 71 of 2008 that appears to be a codification of the common-law Turquand rule and highlight the similarities and the differences between the provisions of that particular section and the common-law Turquand rule. (10) 
 
1.2 David is a non-executive director and chairperson of Free State Airlines SOC Ltd, a company that operates commercial flights between Johannesburg and Bloemfontein. David is also one of the major shareholders ...
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Bsn 2021 curriculum prospectus 1
- Exam (elaborations) • 5 pages • 2024
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Bsn 2021 curriculum prospectus 1
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Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers,100% CORRECT
- Exam (elaborations) • 21 pages • 2023
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Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers 
 
Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...
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Chapter 9: Preparing the Prospectus - Multiple Choice (100% Correct)
- Exam (elaborations) • 17 pages • 2023
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Under section 7 of the Securities Act of 1933, which TWO of the following types of information must be included in a registration statement? 
I. Identity, address and jurisdiction of the issuer 
II. The specific price of the offering 
III. Capitalization of the issuer 
IV. Certified financial statement of the issuer's CEO 
 
A) I & III 
B) I & IV 
C) II & III 
D) II & IV correct answers A) I & III 
 
If an accounting firm certifies a valuation of corporate assets, the registration statement mus...
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CMP Practice Exam Graded A+ With Correct Questions & Answers
- Exam (elaborations) • 7 pages • 2023
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CMP Practice Exam Graded A+ With Correct Questions & Answers 
 
 
When starting to plan an event, which of the following should be a priority by a meeting professional? - Correct answer-Needs Assessment 
 
The meeting professional for an association is planning to introduce advanced sustainable meting objectives. To successfully implement the new programme, the meeting professional should? - Correct answer-Communicate the objectives to all stakeholders and attendees/delegates 
 
When selecting ...
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