Ifc - Study guides, Class notes & Summaries

CIFC FINAL REVIEW EXAM WITH QUESTIONS AND ANSWERS ...

To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? - someone with whom you already have a business relationship Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? - It is a self-regulatory organization for the distribution side of the Canadian mutual funds industry. What is the role of the Ombudsman for Banking and Investments...

Mutual Funds - correct answer Investments that hold a collection of different securities such as equities and bonds. Holdings - correct answer Collectively, the securities in a mutual fund The 3 main investment objectives - correct answer 1. Safety of Principal 2. Income 3. Growth Safety of Principal - correct answer Strive to protect investors from losing any of their original investment. Investors expect to get back at a minimum the amount of money they put into the investme...

[HEALTH CARE TEST] IAHSS CERTIFCATION EXAM 2024 QUESTIONS AND ANSWERS (COMPLETE EXAM & STUDY GUIDE) Which of the following is NOT one of the classifications of healthcare organizations discussed in this chapter? -proprietary or for-profit -individual healthcare -not-for-profit -government-supported Individual healtcare Which of the following is NOT a risk issue for healthcare? -mostly female staff -drugs are used and stored in the facility -high percentage of technical and profession...

IFSE - CIFC - Unit 5 exam with verified answers Mutual Funds -Correct Answer-Investments that hold a collection of different securities such as equities and bonds. Holdings -Correct Answer-Collectively, the securities in a mutual fund The 3 main investment objectives -Correct Answer-1. Safety of Principal 2. Income 3. Growth Safety of Principal -Correct Answer-Strive to protect investors from losing any of their original investment. Investors expect to get back at a minimum the amoun...

IFSE - CIFC - Unit 6 exam solved 100% Where and when was the first mutual fund created? -Correct Answer-Netherlands late 1700s After the Netherlands, to which countries did mutual funds spread? -Correct Answer-England, France, USA (1800s) When was the first open-end mutual fund created in the USA? -Correct Answer-1924 When was the first Canadian mutual fund established (CI Canadian Investment Fund)? -Correct Answer-1932 Which years in mutual fund history had huge economic downturns?...

Mutual Fund Corporation - correct answer - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting Mutual Fund Trust - correct answer - investors are unit-holders - no board of directors. Governed by trusts or trustees - unit-holders don't have authority to appoint trustees Mutual Funds Complex - correct answer - mutual fund manager - portfolio manager - custodian - distributor ...

LIFC 603 Exam 4 questions and answers complete update Liberty University

Where and when was the first mutual fund created? - correct answer Netherlands late 1700s After the Netherlands, to which countries did mutual funds spread? - correct answer England, France, USA (1800s) When was the first open-end mutual fund created in the USA? - correct answer 1924 When was the first Canadian mutual fund established (CI Canadian Investment Fund)? - correct answer 1932 Which years in mutual fund history had huge economic downturns? - correct answer 2002 an...

Mutual Fund Corporation - correct answer - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting Mutual Fund Trust - correct answer - investors are unit-holders - no board of directors. Governed by trusts or trustees - unit-holders don't have authority to appoint trustees Mutual Funds Complex - correct answer - mutual fund manager - portfolio manager - custodian - distributo...