Audit scope - Study guides, Class notes & Summaries

CIPM Comprehensive Exam Questions with Answers 100% Accuracy What are the 5 phases of a privacy program audit Planning, Preparation, Audit, Report, Followup What happens during the audit planning phase of PPARF? Risk assessment, schedule, selecting auditor, pre-audit questionnaire, preparatory meeting/visit and checklist What happens during the Audit Preparation phase of PPARF? Confirm schedule, confirm and prepare checklists, sampling criteria and audit plan What Happens during the Audi...

ASQ - correct answer American Society for Quality ISO 19011:2011 - correct answer sets out guidance on internal and external audits of quality management systems ISO 9000:2015 - correct answer Describes the fundamental concepts and principles of quality management which are universal Audit - correct answer Systematic, independent and documented process for obtaining evidence and evaluating it objectively to determine the extent to which the criteria are fulfilled Audit client...

Inspections - ANS> -Identify or eliminate hazards -Check compliance with organizational & regulatory standards. -Determine the safety & health conditions in the work place. -Assess safety programs PDCA - ANS> Plan, Do, Check, Act Inspection Procedures - ANS> Purpose, Scope, Responsibilities & activities of inspection. Hazard types - ANS> physical, chemical, biological & phycological Audit - ANS> -Proactive -Emphasizes prevention efforts more than loss experience. ...

1. Which of the following descriptions MOST accurately portrays emergency medical services (EMS)? A. a vast network of advanced life support (ALS) providers who provide definitive emergency care in the prehospital setting B. a team of health care professionals who are responsible for providing emergency care and transportation to the sick and injured C. a system composed exclusively of emergency medical responders (EMRs) and emergency medical technicians (EMTs) who are responsible for prov...

ASQ - correct answer American Society for Quality ISO 19011:2011 - correct answer sets out guidance on internal and external audits of quality management systems ISO 9000:2015 - correct answer Describes the fundamental concepts and principles of quality management which are universal Audit - correct answer Systematic, independent and documented process for obtaining evidence and evaluating it objectively to determine the extent to which the criteria are fulfilled Audit client...

What are the 5 phases of a privacy program audit Planning, Preparation, Audit, Report, Followup What happens during the audit planning phase of PPARF? Risk assessment, schedule, selecting auditor, pre-audit questionnaire, preparatory meeting/visit and checklist What happens during the Audit Preparation phase of PPARF? Confirm schedule, confirm and prepare checklists, sampling criteria and audit plan What Happens during the Audit phase of PPARF? Meeting and audit execution What happens du...

An IS auditor is conducting a compliance test to determine whether controls support management policies and procedures. The test will assist the IS auditor to determine: :~~ That the control is operating as designed Compliance tests can be used to test the existence and effectiveness of a defined process. Understanding the objective of a compliance test is important. IS auditors want reasonable assurance that the controls they are relying on are effective. An effective control is o...

5 key elements of audit 1. 3 party involvement 2. subject matter (f/s) 3. suitable criteria (e.g. UK CGC) 4. evidence 5. written report ISA 200 - what are the objectives of auditors? - obtain reasonable assurance f/s are free from material misstatement (fraud or error) - express opinion whether f/s prepared in accordance w/ financial reporting framework Exemption from statutory audit - CA 2006 exempts small p. ltd. if 2/3: -> 50 employees or less -> turnover £10.2m or less -&gt...

5 key elements of audit 1. 3 party involvement 2. subject matter (f/s) 3. suitable criteria (e.g. UK CGC) 4. evidence 5. written report ISA 200 - what are the objectives of auditors? - obtain reasonable assurance f/s are free from material misstatement (fraud or error) - express opinion whether f/s prepared in accordance w/ financial reporting framework Exemption from statutory audit - CA 2006 exempts small p. ltd. if 2/3: -> 50 employees or less -> turnover £10.2m or less -&gt...

What are the 5 phases of a privacy program audit - Answer- Planning, Preparation, Audit, Report, Followup What happens during the audit planning phase of PPARF? - Answer- Risk assessment, schedule, selecting auditor, pre-audit questionnaire, preparatory meeting/visit and checklist What happens during the Audit Preparation phase of PPARF? - Answer- Confirm schedule, confirm and prepare checklists, sampling criteria and audit plan What Happens during the Audit phase of PPARF? - Answer- Me...