An IS auditor is conducting a compliance test to determine whether controls
support management policies and procedures. The test will assist the IS auditor to
determine:
:~~ That the control is operating as designed
Compliance tests can be used to test the existence and effectiveness of a d...
1- Walkthrough with the reviewer of the operation of the control
2- System generated exception report for the review period with the reviewers
sign off
3- A sample system generated exceptions report for the review period, with
follow-up action items noted by the reviewer
4- Management's confirmation of the effectiveness of the control for the review
period.
✓ :~~ A sample system generated exceptions report for the review period,
with follow-up action items noted by the reviewer.
A sample of a system generated report with evidence that the reviewer followed
up on the exception represents the best possible evidence of the effective
operation of the control because there is documented evidence that the reviewer
has reviewed and taken actions based on the exception report.
Which of the following is the most important skill an IS auditor should develop to
understand the constraints of conducting an audit:
1 - Contingency Planning
2 - IS Management resource allocation
3 - Project Management
Master01 | September, 2024/2025 | Latest update
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