Nonsystematic - Study guides, Class notes & Summaries
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SIE exam caril (A+ GRADED)
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What type of risk is unique to a specific industry, business enterprise, or investment type? correct answers Nonsystematic risk 
 
Under which of the following circumstances is an investor in a position to acquire stock? correct answers Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) 
 
Options- a premium correct answers the cost of an option contract, expres...
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Essentials of Investments - Chapter 2,3,5,6,17 Updated Q & A 2024.
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Essentials of Investments - Chapter 2,3,5,6,17 Updated Q & A 2024. 
marke, systematic, nondiversiable risk 
risk factors common to the whole economy 
 
 
 
unique, firm-specific, nonsystematic, diversiable risk 
risk that can be eliminated by diversification (4 names) 
 
 
 
investment opportunity set 
set of available portfolio risk-return combinations 
 
 
 
optimal risky portfolio 
the best combination of risky assets to be mixed with safe assets to form the complete portfolio 
 
 
 
efficien...
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Fundamentals of Insurance | 61 Questions and Answers with complete
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Risk - Uncertainty concerning the occurrence of a loss 
Loss Exposure - Any situation or circumstance in which a loss is possible, regardless of whether a loss 
occurs 
Objective vs Subjective Risk - Objective risk is defined as the relative variation of actual loss from 
expected loss 
Subjective risk is defined as uncertainty based on a person's mental condition or state of mind 
Objective vs Subjective Probability - Objective probability refers to the long-run relative frequency of 
an event...
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WGU D003 Questions and Answers 100% Solved
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WGU D003 Questions and Answers 100% Solved Purpose of Assessment in Special Education An assessment in special education is the process used to determine a child's specific learning strengths and needs, and to determine whether or not a child is eligible for special education services. Assessment in special education is a process that involves collecting information about a student (data) for the purpose of making decisions. Assessment is primarily a problem-solving process. Assessment is a pro...
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SIE exam caril questions & answers 2023/2024
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SIE exam caril questions & answers 2023/2024 
 
What type of risk is unique to a specific industry, business enterprise, or investment type? - ANSWER-Nonsystematic risk 
 
Under which of the following circumstances is an investor in a position to acquire stock? - ANSWER-Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) 
 
Options- a premium - ANSWER-the cost of...
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WGU D003 Module 1 Question and answers already passed 2024
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WGU D003 Module 1 Question and answers already passed 2024 How is assessment information collected? - correct answer record review, interview, Observations, test (R.I.O.T) 
 
interview - correct answer an assessment method involving a conversation between two or more people where questions are asked by the interviewer to elicit facts or statements from the interviewee. 
 
Differentiated instruction - correct answer a process that involves matching the content and instructional approach to ...
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RMI final exam Correct Questions And Answers(RATED A)
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RMI final exam Correct Questions And Answers(RATED A) 
 
risk - ANSWER uncertainty concerning the occurrence of a loss 
 
loss exposure - ANSWER any situation or circumstance in which a loss is possible, regardless of whether a loss occurs 
 
objective risk - ANSWER the relative variance of actual loss form expected loss, decreases as the number of exposures increases (calculable) 
 
law of large numbers - ANSWER as the number of exposures increases, the more closely the actual experience will a...
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SIE Finra 2023 Questions and Answers 100% Correct
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The redemption value of an open-ended investment company's shares is based on the: - ANSWER-Net assest value computed afdter the order is recieved 
 
An associated person who is not a registered representative is permitted to engage in which of the following activities? - ANSWER-Provide account opening forms to a new customer 
 
A decline in the gross domestic product (GDP) must last for at least how many quarters to be considered a recession? - ANSWER-2 quarters 
 
When is interest on Treasury...
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SIE exam caril question and answers rated A+ 2023
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SIE exam caril question and answers rated A+ 2023What type of risk is unique to a specific industry, business enterprise, or investment type? - correct answer Nonsystematic risk 
 
Under which of the following circumstances is an investor in a position to acquire stock? - correct answer Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) 
 
Options- a premium - c...
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FINRA SIE practice exam Questions Amd Answers With Complete Solutions
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how are in the money index calls options delivered correct answer: cash 
 
qualified distribution correct answer: deductible- excluded from fed income tax 
 
nonsystematic risk correct answer: bysiness or selection 
 
asset back security correct answer: traded based on average life rather than stated maturity 
 
which action is required for BD AML program correct answer: designate AML compliance officer 
 
muni accruied interest method correct answer: 30/360 
 
stock exchange member willin...
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