Certified Financial Planner Board of Standards Inc (FINANCEMISC)
West Virgina University
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CFP Mock Exam New Update 2023 with Complete Questions and Answers
- Exam (elaborations) • 29 pages • 2023
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CFP Mock Exam New Update 2023 with 
Complete Questions and Answers 
Which of the following is correct regarding certificates of deposit (CDs)? 
A. CD's are short-term securities that may be bought or sold in the open market at a 
market-determined price. 
B. CD's typically invest in high-quality, short-term investments, such as commercial 
paper, T-Bills, and money market funds. 
C. CDs are known as "time deposits" 
D. The financial institution pays a variable rate of interest for the ter...
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CFP Exam - Random Facts to remember (New Update 2023)
- Exam (elaborations) • 5 pages • 2023
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CFP Exam - Random Facts to remember 
(New Update 2023) 
Annuity due - CORRECT ANSWER use BEGIN mode on calculator 
Ordinary Annuity - CORRECT ANSWER use END mode on calculator 
Fiduciary duty (ddf) - CORRECT ANSWER -duty of loyalty 
-duty of care 
-follow instructions 
Integrity (huc) - CORRECT ANSWER -honesty 
-upstanding 
-candor 
Competence - CORRECT ANSWER relevantly apply knowledge 
Diligence (tt) - CORRECT ANSWER -timely 
-thorough 
Disclose and manage conflicts of interest (admma) - CORR...
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CFP Exam Flash Cards with Correct and Updated Solutions 2022/2023
- Exam (elaborations) • 5 pages • 2023
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CFP Exam Flash Cards with Correct and 
Updated Solutions 2022/2023 
Savings Strategy: How much of your gross income should you save? - CORRECT 
ANSWER 5-8% 
Securities Act of 1933 - CORRECT ANSWER Purchasers of new issues must be 
provided with a detailed prospectus before transaction. 
Securities Act of 1934 - CORRECT ANSWER Regulates the secondary Market or 
trading of issued securities. This act created the SEC 
Investment Company Act of 1940 - CORRECT ANSWER SEC can regulate UITs, 
Mutu...
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CFP Exam Unit 1 - July 2022 with Updated Questions and Answers
- Exam (elaborations) • 22 pages • 2023
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CFP Exam Unit 1 - July 2022 with Updated 
Questions and Answers 
Steps to Financial Planning - EGADCIM - CORRECT ANSWER 1. Establishing and 
defining the client planner relationship 
2. Gathering information necessary to fulfill the engagement 
3. Analyzing and evaluating the client's current financial status 
4. Developing the recommendations 
5. Communicating the recommendations 
6. Implementing the recommendations 
7. Monitoring the recommendations 
Eight Principal Knowledge Categories - C...
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CFP Exam Review with Updated Questions and Answers 2023
- Exam (elaborations) • 4 pages • 2023
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CFP Exam Review with Updated Questions 
and Answers 2023 
Eurodollar - CORRECT ANSWER a deposit in a foreign bank that is denominated in 
dollars 
Yankee Bond - CORRECT ANSWER dollar denominated bonds issued in the US by 
foreign banks and corporations, used when market conditions in the US are better than 
those overseas. 
OID - CORRECT ANSWER original issue discount - a bond discounted from par value 
as a zero coupon bond. There is no taxable phantom income from interest accretion but 
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CFP exam new update 2023 with complete solutions
- Exam (elaborations) • 7 pages • 2023
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CFP exam new update 2023 with complete 
solutions 
6 step process: EGADIM - CORRECT ANSWER 1. Establish Relationship 
2. Gather Information 
3. Analyze data 
4. Develop plan 
5. Implement 
6. Monitor 
Step 1: Establish Relationship - CORRECT ANSWER • Services that will be provided 
• compensation/billing 
• Responsibilities of both client/planner 
• Time frame of relationship 
Step 2: Gather quantitative and qualitative data - CORRECT ANSWER • It is important 
that goals be defined b...
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