AWMA Practice Exam Study Guide with Complete Solutions
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Course
Awma
Institution
Awma
AWMA Practice Exam Study Guide with
Complete Solutions
Baby boomers and older GenXers as compared to millennials and younger Gen Xers-
-Are likely to be advised by a millennial adviser
-Have financial planning needs that has stayed relatively the same over many years
-Have not experienced sign...
Which statement best explains the unauthorized practice of law?
-A non-attorney who discusses with a licensed attorney whether provisions in their client's will
are necessary
-A non-attorney who advises a client to have their estate plan updated
-A non-attorney who advises a client of potential "red flags" in their estate plan
-A non-attorney who advises a client to take actions that will affect their property or legal rights
- Answer✔✔-A non-attorney who advises a client to take actions that will affect their property
or legal rights
Changes that have occurred since investment firms changed from private partnerships to
publicly traded companies include all of these except
-partners no longer share in both the profits and losses of the firm.
-risk taking has increased.
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