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AWMA Bundled Exams Questions and Answers
AWMA Bundled Exams Questions and Answers
[Show more]AWMA Bundled Exams Questions and Answers
[Show more]AWMA Exam 1 Practice Questions and 
Answers – Updated 2024 
Which one of the following characteristics is more correct concerning younger wealthy 
individuals (millennials and GenXers)? 
A) Younger wealthy individuals are seeking more technological options in financial planning. 
B) Younger wealth...
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Add to cartAWMA Exam 1 Practice Questions and 
Answers – Updated 2024 
Which one of the following characteristics is more correct concerning younger wealthy 
individuals (millennials and GenXers)? 
A) Younger wealthy individuals are seeking more technological options in financial planning. 
B) Younger wealth...
AWMA Exam 2 Questions and Answers – 
Updated 2024 
Of the following practical dimensions of emotional intelligence, which is the most complex and 
difficult to attain? 
A)Regulation of adviser and/or client emotions 
B)Integration of emotional intelligence into thinking 
C)Perception and different...
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Add to cartAWMA Exam 2 Questions and Answers – 
Updated 2024 
Of the following practical dimensions of emotional intelligence, which is the most complex and 
difficult to attain? 
A)Regulation of adviser and/or client emotions 
B)Integration of emotional intelligence into thinking 
C)Perception and different...
AWMA Exam 3 Questions and Answers- 
Updated 2024 
The top three specialty areas in which high net worth individuals seek advice include all of the 
following except 
A)retirement planning. 
B)tax planning. 
C)estate planning. 
D)investment planning. - Answer-A) The top three specialty areas in which...
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Add to cartAWMA Exam 3 Questions and Answers- 
Updated 2024 
The top three specialty areas in which high net worth individuals seek advice include all of the 
following except 
A)retirement planning. 
B)tax planning. 
C)estate planning. 
D)investment planning. - Answer-A) The top three specialty areas in which...
AWMA Exam Practice Questions and 
Answers – Updated 2024 
What are the 4 rules in terms of investing in a small firm? - Answer-Time frame of at least 3- 
5 years, diversify among 20-30 different issues, avoid turnover of 30% annually, and sell if and 
when 40% of company's shares become owned b...
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Add to cartAWMA Exam Practice Questions and 
Answers – Updated 2024 
What are the 4 rules in terms of investing in a small firm? - Answer-Time frame of at least 3- 
5 years, diversify among 20-30 different issues, avoid turnover of 30% annually, and sell if and 
when 40% of company's shares become owned b...
AWMA Exam Study Questions and 
Answers – Updated 2024 
Capital Market Line - Answer-A graphical representation of the relationship between risk 
and return, where risk is measured by standard deviation; the CML includes the concept of a 
risk-free rate of return 
Jenson Performance index - Answer-...
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Add to cartAWMA Exam Study Questions and 
Answers – Updated 2024 
Capital Market Line - Answer-A graphical representation of the relationship between risk 
and return, where risk is measured by standard deviation; the CML includes the concept of a 
risk-free rate of return 
Jenson Performance index - Answer-...
AWMA Investment Strategies Exam 
Study Guide 
3 key elements invt strategy - Answer-identifiable goal, a method to attain a goal, the 
competencies and resources to sustain the strategy 
What is the difference between investment strategy and investment policy? - Answer- 
investment policy sets forth...
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Add to cartAWMA Investment Strategies Exam 
Study Guide 
3 key elements invt strategy - Answer-identifiable goal, a method to attain a goal, the 
competencies and resources to sustain the strategy 
What is the difference between investment strategy and investment policy? - Answer- 
investment policy sets forth...
AWMA Module 8 Quiz with Correct 
Answers 
The provision that certain mutual fund policies cannot be changed without shareholder 
approval is addressed in the 
A) Investment Company Act of 1940. 
B) Securities Exchange Act of 1934. 
C) Investment Advisers Act of 1940. 
D) Securities Act of 1933. - An...
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Add to cartAWMA Module 8 Quiz with Correct 
Answers 
The provision that certain mutual fund policies cannot be changed without shareholder 
approval is addressed in the 
A) Investment Company Act of 1940. 
B) Securities Exchange Act of 1934. 
C) Investment Advisers Act of 1940. 
D) Securities Act of 1933. - An...
AWMA Practice Exam II Questions and 
Answers – Updated 2024 
Using the capital asset pricing model, what is the expected return for a stock where its beta is 
1.20, the risk-free rate is 4%, and the market rate of return is 10%? (Set calculator for four 
decimal places to reduce rounding error.) 
...
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Add to cartAWMA Practice Exam II Questions and 
Answers – Updated 2024 
Using the capital asset pricing model, what is the expected return for a stock where its beta is 
1.20, the risk-free rate is 4%, and the market rate of return is 10%? (Set calculator for four 
decimal places to reduce rounding error.) 
...
AWMA Practice Exam Study Guide with 
Complete Solutions 
Baby boomers and older GenXers as compared to millennials and younger Gen Xers- 
-Are likely to be advised by a millennial adviser 
-Have financial planning needs that has stayed relatively the same over many years 
-Have not experienced signi...
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Add to cartAWMA Practice Exam Study Guide with 
Complete Solutions 
Baby boomers and older GenXers as compared to millennials and younger Gen Xers- 
-Are likely to be advised by a millennial adviser 
-Have financial planning needs that has stayed relatively the same over many years 
-Have not experienced signi...
AWMA Test Review 1 Questions and 
Answers – Updated 2024 
If ABC Corporation has net profits of $100,000 and distributes $50,000 as dividends, what is its 
taxable income? 
A. $0 
B. $25,000 
C. $50,000 
D. $100,000 - Answer-The net profits of a corporation are subject to federal income 
taxation....
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Add to cartAWMA Test Review 1 Questions and 
Answers – Updated 2024 
If ABC Corporation has net profits of $100,000 and distributes $50,000 as dividends, what is its 
taxable income? 
A. $0 
B. $25,000 
C. $50,000 
D. $100,000 - Answer-The net profits of a corporation are subject to federal income 
taxation....
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