Why invest in secondaries - Study guides, Class notes & Summaries
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Secondaries/PCA Technicals Prep Questions With Complete Answers!!
- Exam (elaborations) • 6 pages • 2024
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Secondaries/PCA Technicals Prep Questions With Complete Answers!!
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CFA- Level 1 Ethical & Professional Standards Exams 72 Questions with Answers,100% CORRECT
- Exam (elaborations) • 11 pages • 2023
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CFA- Level 1 Ethical & Professional Standards Exams 72 Questions with Answers 
 
 
 
What are the seven standards of professional conduct? (LOS 1.b) -CORRECT ANSWER I: Professionalism 
II: Integrity of Capital Markets 
III: Duties to Clients 
IV: Duties to Employers 
V: Investment Analysis, Recommendations, and Actions 
VI: Conflicts of Interest 
VII: Responsibilities as a CFA Institute Member or CFA Candidate 
 
What are the six components of the Code of Ethics? (LOS 1.b) -CORRECT ANSWER o *Act...
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