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Maggie shine series 24 - Study guides, Class notes & Summaries

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Maggie Shine Series 24 Question and answers rated A+ 2024/2025

  • Maggie Shine Series 24 Question and answers rated A+ 2024/2025

  • Exam (elaborations) • 20 pages • 2024
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    • Maggie Shine Series 24 Question and answers rated A+ 2024/2025 Maggie Shine Series 24 Minimum Net Capital for: -Full Service BD -Clearing BD -BD which carries customer accounts - correct answer $250,000 Minimum Net Capital for Prime Broker - correct answer $1,500,000 Minimum Net Capital for: -Firms w/ Execution responsibility for Primer Brokers -Qualified Block Positioners - correct answer $1,000,000 Minimum Net Capital for: -Introducing BD -Fully Disclosed BD -Non Clea...
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