Ls311 unit 10 discussion - Study guides, Class notes & Summaries
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LS311 UNIT 10 DISCUSSION
- Other • 2 pages • 2022
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LS311 UNIT 10 DISCUSSION Hello Ramona and Class, Under what theory might Darla be liable? Darla will be liable under insider trading theory. Darla had overheard the conversation and make profit from the deal. This case is strictly related to the insider trading. The insider trading theory is laid down under SEC Rule 10b-5. In case of insider trading anyone who uses insider trading is liable. Do the circumstances of this case meet all of the requirements for liability under that theory? Explain. ...
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LS311 UNIT 10 DISCUSSION
- Exam (elaborations) • 2 pages • 2022
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LS311 UNIT 10 DISCUSSION 
Hello Ramona and Class, 
Under what theory might Darla be liable? 
Darla will be liable under insider trading theory. Darla had overheard the conversation and 
make profit from the deal. This case is strictly related to the insider trading. The insider trading 
theory is laid down under SEC Rule 10b-5. In case of insider trading anyone who uses insider 
trading is liable. 
Do the circumstances of this case meet all of the requirements for liability under that theory? 
E...
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