Cpfa module - Study guides, Class notes & Summaries

The Three Benefits of Qualified Retirement Plans -1. Help Employers attract and retain key employees 2. Help Employees save for retirement. 3. Provide significant tax benefits to both employers and employees. Qualified Plan Contributions are -Tax deductible to the employer, and the employer's business type impacts how those contributions are deducted

Fund family -* Is a group of mutual funds that are managed by the same investment company. Open-end Funds -*Money is directed to the mutual fund. *Shares are continually created and issued to the investor to be held in an account at a brokerage firm, bank or at the fund company. *Trade once a day at market close.

2024 CPFA Module 2 Flashcards Unit 1-3 | Actual Questions and Verified Answers ( Included ) 100% Correct

2024 CPFA Module 3 | Actual Questions and Verified Answers ( Included ) 100% Correct

2024 CPFA Module P.2 | Actual Questions and Verified Answers ( Included ) 100% Correct

2024 CPFA Module 4 | Actual Questions and Verified Answers ( Included ) 100% Correct

CPFA Module 3 of ASPPA (Investment Management) Best for Your Revision.

ERISA Definition of Fiduciary - Answer- Any person who exercises any discretionary authority or control over the management of the plan, or renders investment advice for a fee or other compensation, or exercises any authority or control over the management or disposition of plan assets. Responsibilities of Plan Sponsor "CEO" - Answer- • Almost always a fiduciary • Oversees all the other fiduciaries • Duty to monitor the other fiduciaries and replace them if they are failing to do th...

2024 CPFA Training Module 1 | Actual Questions and Verified Answers ( Included ) 100% Correct