Cebs gbarpa 3 stuvia 2024 - Study guides, Class notes & Summaries

ERISA - ANSWEREmployee Retirement Income Security Act 1974 SOC Reports - ANSWERService Organization Controls: for external vendors SOC 1 - ANSWERInternal Controls & Financial reports; used by auditors SOC 2 - ANSWERSecurity, availability, processing integrity, confidentiality and privacy controls;used by management, regulators, and others under an NDA SOC3 - ANSWERSame as SOC2, but available for public use. Tribble V Edison - ANSWERLandmark court case re fiduciary responsibility p...

Attorney-client privilege as applied to ee benefit plans - ANSWERAs a general rule, attorney-client privilege applies; however, courts have increasingly recognized that an exception may exist in communications involving fiduciary activities. Categories of company goals for DC retirement plans - ANSWERGoal 1: Paternalism: The desire, or perhaps the feeling of obligation, to help employees prepare adequately for retirement. Goal 2: To have Competitive benefits-benefits to attract and retain ...