Bds exam 1 - Study guides, Class notes & Summaries
Looking for the best study guides, study notes and summaries about Bds exam 1? On this page you'll find 20 study documents about Bds exam 1.
All 20 results
Sort by
-
BDS Exam 1 Questions & Answers 2024/2025
- Exam (elaborations) • 7 pages • 2024
-
Available in package deal
-
- $8.49
- + learn more
BDS Exam 1 Questions & Answers 2024/2025 
 
 
Entity supertype - ANSWERSGeneric entity type related to one or more entity subtypes, Contains common characteristics 
 
Entity subtype - ANSWERSContains unique characteristics of each entity subtype 
 
Specialization hierarchy - ANSWERSA hierarchy based on the top-down process of identifying lower-level, more specific entity SUBtypes from a higher-level entity SUPERtype; a SUBtype can only exist within the context of a SUPERtype 
 
What is a subtype...
-
BDS Exam 1 Questions & Answers 2024/2025
- Exam (elaborations) • 4 pages • 2024
-
Available in package deal
-
- $7.99
- + learn more
BDS Exam 1 Questions & Answers 2024/2025 
 
 
Complete Preference - ANSWERSYou can compare any two things; one of them is preferred to the other (or possibly indifferent) 
 
Preference - ANSWERSpsychological construct that can't be observed directly. A binary relation that compares options and indicates what people prefer 
 
what are choices? - ANSWERSobserved selection which reveal preferences. 
 
Key assumption of revealed preference theory - ANSWERSif you choose something over something else...
-
Securities Industries Essentials Exam (SIE) – With Questions & Answers (100% Verified)
- Exam (elaborations) • 30 pages • 2024
-
Available in package deal
-
- $14.49
- + learn more
Securities Industries Essentials Exam (SIE) – With Questions & Answers (100% Verified) 
Securities Industries Essentials Exam (SIE) – With Questions & Answers (100% Verified) 
 
Federal Deposit Insurance Corporation (FDIC) - ANSWER - Created during the great depression in response to bank failures. 
an independent agency of the US federal government that preserves public confidence in the banking system by insuring deposits. 
 
The FDIC guarantees what - ANSWER - $250,000 for each deposit o...
-
CFA Level 1 - Fixed Income Exam Questions with Correct Answers
- Exam (elaborations) • 24 pages • 2024
- Available in package deal
-
- $16.49
- + learn more
CFA Level 1 - Fixed Income Exam Questions with Correct Answers 
 
 
Coupon Rate Floor - Answer-Minimum periodic coupon interest payment received by lender/security owner. 
 
Coupon Rate Collar - Answer-Simultaneous combination of both cap and floor. 
 
Regular Redemption - Answer-When bonds are redeemed under the call provisions specified in the bond indenture. 
 
Special Redemption - Answer-When bonds are redeemed to comply with a sinking fund provision or because of a property sale mandated by...
-
ALU 301 Exam study Guide |Questions with Complete Solutions
- Exam (elaborations) • 31 pages • 2024
-
Available in package deal
-
- $13.99
- + learn more
ALU 301 Exam study Guide |Questions with Complete Solutions 
Cells that can recognize altered surface molecules on mutated host cells add "foreign" and move to destroy the cell that carries them are: 
 
1. complements 
2. receptors 
3. natural killers 
4. mediators 
natural killers 
 
 
All of the following are common examples of autoimmune disease EXCEPT: 
 
1. Hashimoto's thyroiditis 
2. systemic lupus erythema toss 
3. Grave's thyroid disease 
4. poliomyelitis 
poliomyelitus 
 
 
Which of...
Make study stress less painful
-
IACCP Final Exam Questions With Verified Answers Latest Updated 2024 (Graded A+)
- Exam (elaborations) • 16 pages • 2024
-
- $15.49
- + learn more
IACCP Final Exam Questions With Verified Answers Latest Updated 2024 (Graded A+) "Investment Adviser" person/firm compensated for engaging in business of (directly or 
indirectly) advising others on securities or the advisability of investing (or) who issues 
analysis/reports concerning securities - Answer- SEC vs Capital Gains Research 
Bureau basis of Fiduciary Rule, specifically Best Interest 
SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted 
from def...
-
IACCP Exam Sample Questions with Verified Answers 2023-2024 Graded A+
- Exam (elaborations) • 16 pages • 2023
- Available in package deal
-
- $15.49
- + learn more
IACCP Exam Sample Questions with Verified Answers 2023-2024 Graded A+. Investment Advisers are generally required to register in the state where they have a 
principal place of business and any states where they maintain de minimus (5 or more 
clients in that state with the exception of LA, NE, NH & TX which have their own de 
minimus) - Answer- When is State Adviser Registration generally required? 
The following are deemed a SINGLE CLIENT 
1) a natural person, and: (i) any minor child; (ii) a...
-
SIE Exam Unit 1 with 100% correct answers
- Exam (elaborations) • 10 pages • 2023
-
Available in package deal
-
- $15.49
- + learn more
The securities industry's primary regulatory body and created under what act? 
SEC, Securities Exchange Act of 1934 
 
 
 
Function under the SEC's oversight and is accountable to the Commission for enforcing federal securities laws, as well as supervising securities practices within an assigned jurisdiction. 
Self Regulatory organizations (SRO) 
 
 
 
what are the largest SROs 
Financial Industry Regulation Authority (FINRA), Chicago Board Options Exchange (CBOE), Municipal Securities Rulemak...
-
2023 – 2024 Bloomberg Certification Core Exam Complete Questions & Answers (Solved) 100% Correct
- Exam (elaborations) • 4 pages • 2023
-
Available in package deal
-
- $8.99
- + learn more
2023 – 2024 Bloomberg Certification Core Exam Complete Questions & Answers (Solved) 100% Correct 
 
1. Which Bloomberg Excel tool, wishing the RealTIme/Historical wizard, would 
you select to download historical weekly close data on a rolling basis of a security 
Answer: Historical End of Day 
2. What function allows you to create custom news pages for the topics, regions and 
markets that are important to you? 
Answer: MYN <Go> 
3. Where can you find important contact information and s...
-
SIE EXAM CHAPTER 1 - 12 QUESTIONS & Answers. 100% approved. Rated A
- Exam (elaborations) • 44 pages • 2023
-
Available in package deal
-
- $10.49
- + learn more
SIE EXAM CHAPTER 1 - 12 QUESTIONS & Answers. 100% approved. Rated A 
 
 
securities act of 1933 - - governs new issuance in primary market 
- only raising activities of issuers 
- requires registration of securities to public 
 
Securities Exchange Act of 1934 - - governs trading markets for existing securities 
- registration requirements of bds, bd employees and exchanges 
 
investment company act 1940 - governs regulation mutual funds 
close ended funds 
unit investment trusts 
 
investmen...
Study stress? For sellers on Stuvia, these are actually golden times. KA-CHING! Earn from your study resources too and start uploading now. Discover all about earning on Stuvia