Baseline audit - Study guides, Class notes & Summaries

CCEP Glossary of Compliance Terms questions with answers 2023 Anti-Kickback Law Prohibits the solicitation, receiving, offering, or paying of any remuneration directly or indirectly in cash or in kind exchange. Attestation The affirmation by signature, usually on a printed form, that the action outlined has been accomplished by the individual signing; e.g., the individual has read the code of conduct and agreed to adhere to its principles. Attorney-Client Privilege A legally ac...

You are the security subject matter expert (SME) for an organization considering a transition from the legacy environment into a hosted cloud provider 's data center. One of the challenges you 're facing is whether the cloud provider will be able to comply with the existing legislative and contractual frameworks your organization is required to follow. This is a _________ issue. a. Resiliency b. Privacy c. Performance d. Regulatory D 76. You are the security subject matter expert (SME) ...

What are the five criteria for a successful project? - Answer Time, cost, quality, risk & benefits Project Management - Answer The application of processes, methods, knowledge, skills and experience to achieve the project objectives Programme Management - Answer The coordinated management of projects and change manage activities to achieve beneficial change Project Success - Answer The satisfaction of stakeholder needs measured by the success criteria as identified and agreed at the sta...

APM - PFQ (PFQ) Practice Tests/ APM PFQ Exam Questions & Answers Test Bank_2023. Which of the following is not a stage in an issue resolution process? a. Share the issue with stakeholders. b. Track the issue to closure. c. Escalate to the sponsor. d. Apply change control. Which of the following are challenges for a project manager developing and leading a project team? 1) Issues and incompatibility amongst team members 2) Getting the right skills and attributes amongst team me...

Which of the following best describes a baseline document? a. A PCI industry standard requiring a 15-minute session timeout b. Installation step recommendations from the vendor for an Active Directory server c. A network topography diagram of the Active Directory forest d. Security configuration settings for an Active Directory server :~~ D. A baseline is correct because it is a platform-specific rule related to the security configuration for an Active Directory server. Answers A, B, a...

Anti-Kickback Law ️ Prohibits the solicitation, receiving, offering, or paying of any remuneration directly or indirectly in cash or in kind exchange. Attestation ️ The affirmation by signature, usually on a printed form, that the action outlined has been accomplished by the individual signing; e.g., the individual has read the code of conduct and agreed to adhere to its principles. Attorney-Client Privilege ️ A legally accepted policy that communication between a client and attorn...

Specifically audit management helps? - Answer-Centralize all results Track progress of results Provide historical reference Allow auditors to access data What is the best approach to activating GRC plugins? - Answer-The best approach is to activate Policy and Compliance Management first, followed by Risk Management then Audit Management. When this sequence is followed, the data is available to be leveraged by the Audit Management application. sn_edge_base - Answer-Audit engagements can ge...

CHC Practice Test/ Questions and Correct Answers/ . Terms like: A behavioral health specialist notices a particularly high number of restraint deaths at a facility. An analysis of the root causes of these events is most likely to indicate problems with: a. Equipment b. Staff orientation and training c. Staffing levels d. Alarm systems - Answer: b. Staff orientation and training Equipment, staffing levels, and alarm system can also be culpable in restraint deaths, but problems with ori...

An IS auditor is reviewing access to an application to determine whether the 10 most recent "new user" forms were correctly authorized. This is an example of: :~~ compliance testing. The decisions and actions of an IS auditor are MOST likely to affect which of the following risks? :~~ Detection Overall business risk for a particular threat can be expressed as: :~~ a product of the probability and magnitude of the impact if a threat successfully exploits a vulnerability. Which of...

CQA Exam 190 Questions with Verified Answers How should effective audit program operate as an extension of the function of management? - CORRECT ANSWER It identifies with systems, not people. Suboptimization can be defined as - CORRECT ANSWER the optimization of one process component at the expense of the performance of other components or the entire system The audit client has primary responsibility for which of the following? - CORRECT ANSWER Determining the need for an audit The f...