Provisions of sox - Study guides, Class notes & Summaries

International Traffic in Arms Regulation (ITAR) - USA - state dept prohibitions on defense related exports. This can include cryptographic systems. Export Administration Regulations - Department of Commerce Control: dual-use goods/software/technology predominately civilian in nature but may include military applications. Also: Anti-boycott provisions The Wassenaar Arrangement - A group of 41 countries who have an agreement to let the others know when military shipments are m...

ACCO 310 - financial reporting I MULTIPLE CHOICE—Conceptual final exam actual practice verified 2024 questions and answers Concordia University 1. The essential characteristic(s) of accounting is (are) a. communication of financial information to interested persons. b. communication of financial information about economic entities. c. identification, measurement, and communication of financial information. d. all of these. 2. Financial accounting is concerned with the process that cul...

The Computer Security Act of 1987 Passed to improve the security and privacy of sensitive information in federal computer systems. The law requires the establishment of minimum acceptable security practices, creation of computer security plans, and training of system users or owners of facilities that house sensitive information. The Foreign Intelligence Surveillance Act of 1978 (FISA) A law that allows for collection of "foreign intelligence information" between foreign powers and ag...

PHR/SPHR Employee & Labor Relations-HRCI Exam 76 Questions with Verified Answers Tort - CORRECT ANSWER A civil action based on a duty or obligation that has been breached by one party, causing an injury of some kind to the other. Common-Law Doctrine - CORRECT ANSWER The result of a legal decision made by judges in cases adjudicated over a period of centuries. Common Law Issues - CORRECT ANSWER Employment at will, respondent superior, constructive discharge and defamation Contract Exc...

TESTBANK FOR Corporate Finance, 3rd Edition by Jonathan Berk and Peter DeMarzo Corporate Finance, 3e (Berk/DeMarzo) Chapter 1 The Corporation 1.1 The Four Types of Firms 1) A sole proprietorship is owned by: A) one person. B) two of more persons. C) shareholders. D) bankers. Answer: A Diff: 1 Section: 1.1 The Four Types of Firms Skill: Definition 2) Which of the following organization forms for a business does NOT avoid double taxation? A) Limited partnership B) "C" corpora...

CIPP/E PRIVACY QUESTIONS WITH CORRECT ANSWERS Legal basis for processing employee personal data CORRECT ANSWER (1) consent, (2) Processing is necessary to fulfil an employment contract, (3) Processing is necessary for a legal obligation, (4) Legitimate interests. Workplace monitoring CORRECT ANSWER EU law recognizes that an employee's privacy sphere in the workplace is protected. The right to privacy should be balanced again the legitimate rights of an employer to operate its business and p...

Non- profit health care organizations are exempt from - Answer- federal taxation tax exempt status of healthcare corporations is coming under - Answer- increased security as they diversify their activities Governing Boards duties include - Answer- holding meetings, establishing policies, being financially scrupulous, providing adequate insurance and paying taxes required by the law Fiduciary Responsibility - Answer- The legal duty of a representative to manage property in the interest o...

The Computer Security Act of 1987 Passed to improve the security and privacy of sensitive information in federal computer systems. The law requires the establishment of minimum acceptable security practices, creation of computer security plans, and training of system users or owners of facilities that house sensitive information. The Foreign Intelligence Surveillance Act of 1978 (FISA) A law that allows for collection of "foreign intelligence information" between foreign powers and ag...

Tort Law refers to the body of rights, obligations, and remedies that set out reliefs for persons who have been harmed as a result of wrongful acts by others. Civil case. Doctrine of the Proper law is a term used to deceive the processes associated with determining what legal jurisdiction will hear a dispute when one occurs. Restatement (second) Conflict of Law refers to a collation of developments in common law that helps the courts stay up with changes. common law is...

Week 4 Homework: 1. Select the appropriate provisions of the Sarbanes-Oxley Act (SOX) for each of the following descriptions. a. Executives must personally certify the company’s financial statements. - Corporate Executive Accountability b. Audit firm cannot provide a variety of other services to its client, such as investment advising. - Non-audit services c. PCAOB establishes standards related to the preparation of audited financial reports. - Oversight Board d. Lead audit partners ...