Ifse cifc - Study guides, Class notes & Summaries

IFSE - CIFC - Unit 7

IFSE - CIFC Practice |100 Questions| With Complete Solutions, Graded A+ 1. To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? -Answer- someone with whom you already have a business relationship Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? -Answer-It is a self-regulatory organization for the distribution side of the Cana...

IFSE – CIFC Unit 7 Questions and Answers 100% Correct If a fund has a beta of 2, what is the expected outcome for the fund? It should outperform the market by 100%. What effect will a mutual fund distribution have on its price? The price per unit will decrease in value equivalent to the distribution. What type of analysis looks for insight into a company from their financial statements? fundamental -Fundamental analysis focuses on looking at the fundamentals of a company such as revenues, a...

IFSE - CIFC - Unit 1 Questions and Answers 100% Pass National Instruments are developed through? CSA With which organization must mutual fund dealers (outside of Quebec) register? MFDA Which organization operates the Investor Protection Corporation (IPC)? MFDA Registration Requirements and Exemptions provides the harmonized registration rules for the registration of firms and individuals with the provincial or territorial securities commissions NI 31-103 Mutual Fund Prospectus Disclosure ens...

IFSE - CIFC - Unit 1

IFSE - CIFC - Unit 8 Exam with complete solutions 2024_2025.

IFSE - CIFC - Unit 5 exam with verified answers Mutual Funds -Correct Answer-Investments that hold a collection of different securities such as equities and bonds. Holdings -Correct Answer-Collectively, the securities in a mutual fund The 3 main investment objectives -Correct Answer-1. Safety of Principal 2. Income 3. Growth Safety of Principal -Correct Answer-Strive to protect investors from losing any of their original investment. Investors expect to get back at a minimum the amoun...

IFSE - CIFC - Unit 7 B

IFSE - CIFC - Unit 1

IFSE - CIFC - Unit 2