Green light test - Study guides, Class notes & Summaries

An investment adviser representative advises a client in a low income tax bracket to purchase municipal securities. Which of the following statements best describes this action? a. The advice by the representative is unethical b. Advice concerning tax-free securities is excluded from the provisions of the Investment Advisers Act of 1940 c. The action constitutes fraud d. The Administrator has no jurisdiction over municipal securities unless the securities are out-of-state bonds ...

The risk-adjusted return of an investment is most closely associated with: -:- alpha Which of the following designations are acceptable on a business card? 1)RIA for an investment advisory firm registered with the SEC 2)RIA for an investment advisory firm registered with a state Administrator 3)IAR for an investment adviser representative who has passed the appropriate qualifying exam -:- None of the above Which of the following choices is/are disadvantage(s) of investing in a C Corpo...

Ontario G1 Test Questions and Answers Already Graded A Upon approaching a stop sign, what does the law require drivers to do before entering the intersection? Stop, and when it's safe, proceed When a police officer signals a driver to pull the vehicle over: slow down, pull over to the right and come to a complete stop When towing a trailer or boat, the driver of a motor vehicle is not permitted to carry the following in the trailer or boat: People High Occupancy Vehicle (HOV) lanes on provi...

PA permit practice test questions and answers already graded A You need to use extra caution when driving near a pedestrian using a white cane because: He or she is blind When driving near a blind pedestrian who is carrying a white can or using a guide dog, you should: slow down and be prepared to stop If there are no signals at a rail road crossing, you should: slow down and be prepared to stop if you see or hear a train approaching you may drive around the gates at a railroad crossing: NEVE...

Which TWO of the following investors are considered equity owners of a corporation? Holders of common stock Holders of warrants Holders of preferred stock Holders of rights -:- Holders of common stock Holders of Preferred stock You are a registered representative at a member firm. Which of the following persons are bound by industry rules when opening an account at another member firm? -:- Your Spouse and Minor child A client purchases $800,000 of stock in a margin account and dep...

AMA Alberta Learners Test 2023 Questions and Answers with complete solution What is the class 7 drivers program? The learners license. What is the class 5 gdl drivers program? The full drivers license. What are the five conditions for learners drivers? -you must drive with a driver that is a graduated driver and is 18 years or older -you are not permitted to drive from midnight to 5am -you are not allowed to have more passengers than seat belts -you will be suspended if you get 8 or m...

Comprehensive ATI Green Light Test What can be delegated to Assistive personnel (AP)? - CORRECT ANSWER -- ADLs - bathing - grooming - dressing - ambulating - feeding (w/o swallow precautions) - positioning - bed making - specimen collection - I&O - VS (stable clients A nurse on a med surge unit has recieved change of shift report and will care for 4 clients. Which of the following clients needs will the nurse assign to an AP? A. Feeding a client who was admitted 24 hours ago with aspirat...

ATI PN Nursing Care Of Children Proctored Exam 2023 (Retake) Light reflects symmetrically within each pupil during a corneal light reflex test 34. A nurse is preparing an educational program about death and dying for the guardians of children who have a terminal illness. Which of the following information should the nurse include? Preschoolers believe their illness is punishment for their misbehavior. Preschoolers are interested in what h...

What is the wavelength of the greenlight laser -:- 532 nanometers What is the maximum power output of the XPS laser system? -:- What is the primary chromophore for the greenlight XPS laser? -:- Hemoglobin/oxyhemoglobin The greenlight PVP procedure acronym stands for wha? -:- Photoselective vaporization of the prostate The optical penetration in tissue containing the XPS wavelengths chromophore is what? -:- .8 mm The safety profile of the XPS and laser and MoXy fiber offers what? ...