Cfp certification exam - Study guides, Class notes & Summaries

Volume 1 Exam 2023(CFP Course) Last document update:   ago

Volume 1 Exam 2023(CFP Course) Code of Ethics (Amy Always Expertly Aspires to Make Apples AAEAMA) - CORRECT ANSWER--Act with honesty, integrity, competence and diligence -Act in clients best interests -Exercise due care -Avoid or disclose and manage conflicts of interest -Maintain confidentiality and privacy of client info -Act in a manner the reflects positively on CFP professional and CFP certification Duties owed to clients (Finally I Can Dirty Dance FICDD) - CORRECT ANSWER-- Fiduc...

FIN 430 Exam 3 questions and Answers Graded A+ Last document update:   ago

FIN 430 Exam 3 questions and Answers FIN 430 Exam 3 questions and Answers Question 1 1 / 1 point An investment policy statement is created to: 1. Outline the general rules for the advisor. 2. Lists the client's objectives and constraints. 3. Assists with future investment advisors understanding the past investment positions. 4. Risk is part of the list of objectives. 1) 1, 2, and 4. 2) 1, 3, and 4. 3) 2, 3, and 4. 4) All of the above. Question 2 1 /...