Which options are bullish - Study guides, Class notes & Summaries

What type of risk is unique to a specific industry, business enterprise, or investment type? Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) Options- a premium the cost of an option contract, expressed in dollars per share of the under...

Call option Gives the holder the right, but not the obligation to buy a fixed amount of securities at a fixed price for a fixed period of time . They pay a premium-the marker price of the contract. Holder must deliver cash and take delivery of stock (buy stock) Customer is fealing bullish if he buys a call contract Settlement time for call contract 2 business days after exercise days Holder Buyer (long) If a customer buys a put contract they are feeling: Bearish ...

liquid alternatives - Answer Liquid alternatives typically have (1) constraints on permissible investments strategies (for example, liquidity and leverage limits), (2) no incentive fees, (3) less skilled managers as a result of less attractive compensation and limited strategies, and (4) an inability to earn substantial illiquidity premiums. constrained clone - A liquid investment fund that seeks to replicate the strategy of an existing alternative investment but imposes some constraint (e.g....

SIE exam questions and answers latest top score. What type of risk is unique to a specific industry, business enterprise, or investment type? - correct answers.Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? - correct answers.Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised...

What type of risk is unique to a specific industry, business enterprise, or investment type? correct answers Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? correct answers Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) Options- a premium correct answers the cost of an option contract, expres...

SIE exam caril questions and answers 100% verified. What type of risk is unique to a specific industry, business enterprise, or investment type? - correct answers.Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? - correct answers.Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if ex...

Exempt Securities from SEC Registration - ANSWER--securities listed by the U.S. or federal agencies -Municipal Bonds -Securities issued by banks, savings institutions and credit unions -Public utility stocks or bonds -Securities issued by religious, educational or nonprofit organizations -Notes, bills of exchange, bankers acceptances and commercial paper with an initial maturity of 270 days or less -Insurance policies and fixed annuities Exempt Transactions from SEC Registration - ANSWE...

What type of risk is unique to a specific industry, business enterprise, or investment type? - Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? - Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) Options- a premium - the cost of an option contract, expressed in dollars per share of the underlying...

A registered rep purchases two tickets to a college football game with the intention of taking a client to the game. The tickets are worth $75 each, but because rep is a former football player and part of the college's alumni association, he gets them for free. The day before the game, the rep is called out of town on a family emergency and cannot attend the game. Which of the following is true? - ANSWER-The rep cannot give both tickets to the client because the combined face value is more than...

SERIES 9: MASTERY AND PRACTICE EXAM QUESTIONS AND ANSWERS | 100% PASS The Characteristics and Risk of Standardized Options is the official disclosure document that must be provided to option customers at or before account approval. This document is designed to 1. protect investors from market risk. 2. fulfill the prospectus delivery requirements of the Securities Act of 1933. 3. disclose the risk of investing in options. 4. provide useful option strategies. A) III and IV B) I, II, I...