Usa patriot act - Study guides, Class notes & Summaries

1933 Securities Act (Paper Act) - ANSWERsets forth accounting and disclosure requirements for initial offerings of securities (stocks and bonds) 1934 Securities and Exchange Commission (SEC) - ANSWERSupervised the country's Stock Commission Exchanges and eliminated dishonest practices Maloney Act of 1938 - ANSWERAllowed self-regulation of securities industry through trade associations such as the National Association of Securities Dealers (NASD) Investment Company Act of 1940 - ANSWE...

CFE- Law Questions and Answers 100% Pass Which of the following U.S. laws prohibits deceptive and fraudulent practices commonly used in email? A. The Computer Fraud and Abuse Act B. Gramm-Leach-Bliley Act C. CAN-SPAM Act D. USA PATRIOT Act CAN-SPAM Act The Controlling the Assault of Non-Solicited Pornography and Marketing Act (CAN-SPAM Act) commonly used- c and c The UK Bribery Act has a broader application than the U.S. Foreign Corrupt Practices Act (FCPA) because, unl...

1. The information an insurance agent must collect for customer identification purposes depends on a. the amount of money the customer is worth. b. The amount of money the customer spends. c. whether the insurance product the customer is purchasing at a low or high risk for money laundering. d. the size and resources of the insurance company. - Answer- c. Whether the insurance product under consideration is at a low or high risk for money laundering 2. When Tom Jensin mixes illicit and le...

PA Life practice exam from PSI (1) Latest Update with Verified Solutions Obtaining consumer information reports under false pretenses is prosecutable by which of the following? 1. USA Patriot Act 2. Fair Credit Reporting Act 3. State laws where the applicant resides 4. Securities and Exchange Commission 2. Fair Credit Reporting Act All of the following are features of the spendthrift clause EXCEPT 1. proceeds are paid in some other way than a single lump sum. 2. pr...

Obtaining consumer information reports under false pretenses is prosecutable by which of the following? 1. USA Patriot Act 2. Fair Credit Reporting Act 3. State laws where the applicant resides 4. Securities and Exchange Commission - Answer 2. Fair Credit Reporting Act All of the following are features of the spendthrift clause EXCEPT 1. proceeds are paid in some other way than a single lump sum. 2. proceeds are protected by the insurer from the beneficiary's creditors. 3. ...

The chief information officer of an accounting firm believes sensitive data is being exposed on the local network. Which tool should the IT staff use to gather digital evidence about this security vulnerability? A Sniffer B Disk analyzer C Tracer D Virus scanner - correct answer A A police detective investigating a threat traces the source to a house. The couple at the house shows the detective the only computer the family owns, which is in their son's bedroom. The couple states that...

SIE Practice Exam Questions and Answers 100% Pass What advantages can investors gain by purchasing company shares? An increase in share value Receiving dividends from company profits What is the term for an offering where existing shareholders sell their shares to the public for the first time? A secondary offering Which of the following represents a debt security without collateral backing? Debenture Income bond What do we call mutual funds that are sold directly to i...

The chief information officer of an accounting firm believes sensitive data is being exposed on the local network. Which tool should the IT staff use to gather digital evidence about this security vulnerability? A Sniffer B Disk analyzer C Tracer D Virus scanner A A police detective investigating a threat traces the source to a house. The couple at the house shows the detective the only computer the family owns, which is in their son's bedroom. The couple states that their son is prese...

WGU C961 Ethics In Technology Final Exam Questions and Answers Latest Updated (100% Verified) Title III of the Omnibus Crime Control and Safe Streets Act - regulates the interception of wire (telephone) and oral communications. Wiretap Act - Another name for Title III of the Omnibus Crime Control and Safe Streets Act FISA - describes procedures for the electronic surveillance and collection of foreign intelligence information between foreign powers and agents of foreign powers. Executive...

Which U.S. law criminalizes the act of knowingly using a misleading domain name with the intent to deceive a minor into viewing harmful material? A 18 U.S.C. 2252B B CAN-SPAM Act C Communications Decency Act D Children's Online Privacy Protection Act (COPPA) correct answers A Which U.S. law protects journalists from turning over their work or sources to law enforcement before the information is shared with the public? A The Privacy Protection Act (PPA) B The Federal Privacy Act C...