102 prior to settlement - Study guides, Class notes & Summaries

The redemption value of an open-end investment company's shares is based on the: previous offering price previous closing NAV NAV computed after the order is received offering price computed after the order is received NAV computed after the order is received The computation of dollar prices and accrued interest on municipal bonds is normal on what calendar basis? 30/360 30/365 Actual/360 Actual/365 30/360 Blue-sky laws are regulated by which of the following entities? SEC MSRB F...

Multiple Choice Questions a. b. c. d. ANS: A the conditional release of a convicted offender from a correctional institution, under the continued custody of the state, to serve the remainder of his or her sentence in the community under supervision. involves forgiveness of the offender by the victim is an executive act of grace is entering the community automatically after the expiration of a maximum term less time off for good behavior REF: p. 42 LO: 5 a. b. c. d. 1 million 800,000 2 ...

FINRA Practice SIE Exam questions and answers 100% guaranteed success. The redemption value of an open-end investment company's shares is based on the: previous offering price previous closing NAV NAV computed after the order is received offering price computed after the order is received - correct answers.NAV computed after the order is received The computation of dollar prices and accrued interest on municipal bonds is normal on what calendar basis? 30/360 30/365...

Chapter 03 Extent of Real Estate Interests TRUEFALSE 1. Land ownership includes air rights and subsurface rights. (A) True (B) False Answer : (A) 2. Air rights and subsurface rights cannot be conveyed independently. (A) True (B) False Answer : (B) 3. Because a landowner owns the airspace above the land, air travel through that airspace is prohibited. (A) True (B) False Answer : (B) 4. A column lot is the space between the earth's surface and an imaginary plane 23' above the surface. ...

FINRA Practice SIE Exam questions with complete solutions 2023. The redemption value of an open-end investment company's shares is based on the: previous offering price previous closing NAV NAV computed after the order is received offering price computed after the order is received - correct answers.NAV computed after the order is received The computation of dollar prices and accrued interest on municipal bonds is normal on what calendar basis? 30/360 30/36...

100. A broker must NOT disclose to prospective buyer: a. about structural defects b. that zoning makes the present usage non-conforming c. that he has seen evidence of termites d. that the owner will accept less than the listing price - Answer 100. D When the broker represents the owner of the property objectives of the seller should not be disclosed. 101. A real estate salesperson advised a prospective buyer that the property the buyer was considering was scheduled for annexation into th...

Test Bank For American History: Connecting with the Past All ChaptersTest Bank For American History: Connecting with the Past All Chapters 1. The ratification of the Sixteenth Amendment to the U.S. Constitution was necessary to validate the Federal income tax on individuals. *a. True b. False 2. Before the Sixteenth Amendment to the Constitution was ratified, there was no valid Federal income tax on individuals. a. True *b. False 3. The first income tax on individuals (aft...

Chapter 03 Providing Equal Employment Opportunity and a Safe Workplace True / False Questions 1. The legislative branch of the U.S. government is responsible for enforcing the laws passed by Congress. True False 2. The Civil Rights Act of 1991 was partly designed to overturn Supreme Court decisions. True False 3. The Fourteenth Amendment abolished slavery in the United States. True False 4. A person can file a claim under the Fourteenth Amendment on...

Concealment: The failure of the insured to reveal relevant facts known to the insured in applying for insurance. 6. Abandonment: Property insurance policies usually contain an abandonment clause, stating the insured cannot dump damaged property on the insurer and demand its full value. 7. Severability: The insurance applies separately to each insured as if other insureds did not exist. 8. Proximate Cause: The cause having the most significant impact in bringing about the loss under a fir...

Managing Human Resources, 8e (Gomez-Mejia et al.) Chapter 3 Understanding Equal Opportunity and the Legal Environment 1) All of the following are HR responsibilities EXCEPT: A) monitoring the company's HR decisions. B) rendering official legal opinions. C) maintaining employment records. D) implementing HR policies. Answer: B Diff: 2 AACSB: Diverse and multicultural work environments Skill: Concept LO: 3.1: Recognize why understanding the legal environment is important 2)...