Govt acct - Study guides, Class notes & Summaries

SIE Exam Unit 1 questions and answers well illustrated. The securities industry's primary regulatory body and created under what act? - correct answers.SEC, Securities Exchange Act of 1934 Function under the SEC's oversight and is accountable to the Commission for enforcing federal securities laws, as well as supervising securities practices within an assigned jurisdiction. - correct answers.Self Regulatory organizations (SRO) what are the largest SROs - co...

Which documents govern the Travel Card program? - ANSWER-Public Laws 105-264, 107-314, 109-115, DoD Financial Management Regulation (DoDFMR) - Volume 9 Chapter 3, DoD Statement of Understanding Public Law 105-264 (Travel and Transformation Reform Act) establishes: - ANSWER-Travel Card Program in DoD & mandates use of travel card for govt travel Public Law 107-314 establishes: - ANSWER-Requirement of split disbursement directly to travel card vendor. Public Law 109-115 requires: - ANSWER...

Which documents govern the Travel Card program? Public Laws 105-264, 107-314, 109-115, DoD Financial Management Regulation (DoDFMR) - Volume 9 Chapter 3, DoD Statement of Understanding Public Law 105-264 (Travel and Transformation Reform Act) establishes: Travel Card Program in DoD & mandates use of travel card for govt travel Public Law 107-314 establishes: Requirement of split disbursement directly to travel card vendor. Public Law 109-115 requires: Executive dept and ...

MSN 560 PUBIC POLICY - ANS Group of authoritative decisions made in legislative, executive, or judicial branches of govt @ state or federal level within the jurisdiction of those entities. (GOV'T SOLUTIONTO RESOLVE PROBS. OF SOCIETY) Laws, Rules, Operational Criteria - ANS The decisions made POLICY MAKING PROCESS - ANS FORMULATION OF PROBLE & ID OF POSS SOLUTIONS; SELECTION OF SOLUTION & ANALYSIS OF ALTERNATIVE ...FORMS POLICY LORETTA FORD - NP PROGRAM PIONEER - ANS 1965 W...

Mo Statute 339 - ANSWER-License Law RSMO 1986 License Law - ANSWER-Any person who performs a RE service on behalf of another party for CONSIDERATION must be licensed; i.e. broker transactions, managing property, appraising, counseling, syndicating, auctioning Consideration - ANSWER-Includes $ compensation, exchange of free services, or any other valuable good or service that a person expects to be paid (Vital in license law requirement) MO Real Estate Commission (MREC) - ANSWER--authori...

SIE Exam Unit 1 Questions & Correct answers. 100% Verified. Latest update. The securities industry's primary regulatory body and created under what act? - SEC, Securities Exchange Act of 1934 Function under the SEC's oversight and is accountable to the Commission for enforcing federal securities laws, as well as supervising securities practices within an assigned jurisdiction. - Self Regulatory organizations (SRO) what are the largest SROs - Financial Industry Regulation Authority (...

SIE Exam Unit 1 Questions with accurate answers. Latest update. 99% Verified. The securities industry's primary regulatory body and created under what act? - -SEC, Securities Exchange Act of 1934 Function under the SEC's oversight and is accountable to the Commission for enforcing federal securities laws, as well as supervising securities practices within an assigned jurisdiction. - -Self Regulatory organizations (SRO) what are the largest SROs - -Financial Industry Regulation Aut...

Fundamental Payroll Certification 88 Questions with Verified Answers Spring 2023 2 separate w-3's - CORRECT ANSWER Form 1096 1 consolidated Form w-3 Form 8279 2 separate w-3's general valuation rule - CORRECT ANSWER actual market value actual cash value general valuation rule implied benefit rule employee - CORRECT ANSWER Independent contractor w-4 exempt employee exempt from FLSA $150 - CORRECT ANSWER $0 $150 $165 $210 written authorization -...

Acceleration Clause Allows lenders to demand payment in full if the borrower defaults on the loan (can be construed as predatory lending) Alienation Clause (Due on Sale Clause) Says you must repay your mortgage if you sell your home to a new owner (loan is not assumable) Appraiser Independance Requirements replaced HVCC home valuation code of conduct Due on Demand Clause (Considered a predatory practice) The lender can demand repayment of the loan in full at anytime for ...

BLAW211 Exam Questions with All Correct Answers What is a law? - Answer-the rules and regulations made and enforced by government that regulate the conduct of people within a society. Recognised by state. What are legal rules? - Answer-Created by statute and must be enforceable. If not enforceable it is not legal. What is moral law? - Answer-Laws that aren't legal or enforced e.g cheating on spouse What are the classifications of law? - Answer-Public law and private or civil law ...