Dol section 8 - Study guides, Class notes & Summaries
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CFP Practice Test 2023
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CFP Practice Test 2023 
CFP Standards of Conduct Sections (6) - CORRECT ANSWER-A. Duties owed to 
clients. 
B. Fin. Planning and Application of Practice Standards 
C. Practice Standards for Fin. Planning Process 
D. Duties owed to firms/subordinates 
E. Duties owed to CFP Board 
F. Prohibition on Circumvention 
Section A of CFP Standards of Conduct - CORRECT ANSWER-Duties owed to Client: 
1. Fiduciary Duty 
2. Integrity 
3. Competence 
4. Diligence 
5. Disclose and Manage Conflicts of Interest ...
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HRCI: SPHR/PHR Exam 120 Questions with Verified Answers,100% CORRECT
- Exam (elaborations) • 14 pages • 2024
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HRCI: SPHR/PHR Exam 120 Questions with Verified Answers 
 
Davis-Bacon Act - CORRECT ANSWER Requires contractors using federal funds to pay wages and fringe equal to or greater than the local market wage 
 
What is the HR Significance of the Davis-Bacon Act? - CORRECT ANSWER Applies if receiving federal funds for work or projects 
 
Walsh-Healey Act - CORRECT ANSWER Establishes the time-and-a-half overtime rule for hours in excess of 40 in a week for nonexempt employees 
 
What is the HR Signifi...
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Payroll Fundamentals Ch. 1 Exam 135 Questions with Verified Answers,100% CORRECT
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Payroll Fundamentals Ch. 1 Exam 135 Questions with Verified Answers 
 
 
Common Law Test - Questions - CORRECT ANSWER 1) How independent is the employee? 
2) How much control can be exercised over the worker? 
 
Common Law Test - Employee - CORRECT ANSWER - Required to comply with employer's instructions about when, where, and how to work 
- Works exclusively for the employer 
- Hired by the employer 
- Subject to dismissal; can quit without liability 
- Has a continuing relationship with the e...
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PHR Prep Practice Exam 64 Questions with Verified Answers,100% CORRECT
- Exam (elaborations) • 32 pages • 2024
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PHR Prep Practice Exam 64 Questions with Verified Answers 
 
If a security law is violated, who must legal counsel first report the violation to? 
 
A. The DOL 
B. The PCAOB 
C. Either the chief legal officer or the company CEO 
D. Audit committee of the BOD - CORRECT ANSWER C. Under SOX, any breach of fiduciary responsibility must be report to either the chief legal officer or the company CEO by either in-house or outside legal counsel. If no resolution occurs, the next step in remaining compli...
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FINRA Series 7 Exam Questions and Answers | 100% Pass
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FINRA Series 7 Exam Questions and 
Answers | 100% Pass 
What information must be disclosed by a broker dealer in a research report? - 
Answer️️ -Any investment banking compensation paid in past 12 months, anticipated 
price target, if analyst is a director of the company, any ownership in the company held 
by the analyst or analyst family members. 
Subordinated Debenture Bonds - Answer️️ -Unsecured bonds, secured by the full faith 
and credit and no specific collateral of the corporation...
And that's how you make extra money
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5. HRCI- SPHR Employee Relations and Engagement 75 Questions with Verified Answers,100% CORRECT
- Exam (elaborations) • 25 pages • 2024
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5. HRCI- SPHR Employee Relations and Engagement 75 Questions with Verified Answers 
 
 
Which of the following should you recommend as a last step when building an ADR process for your employer? 
A. Establish formal complaint procedures. 
B. Engage an ombudsman to help resolve disputes. 
C. Allow disciplinary appeals to be assigned to a peer review panel. 
D. Train supervisors to utilize open-door techniques for employee feedback. - CORRECT ANSWER C. There are many tools HR may use to build an e...
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HCCA CHC Final Exam Practice Questions With Answers (MASTER FLASHCARDS) 2023-2024 | 100% Verified
- Exam (elaborations) • 128 pages • 2023
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HCCA CHC Final Exam Practice Questions With Answers (MASTER FLASHCARDS) | 100% Verified. At which level of the Medicare Part A or Part B appeals process is the appeal decision 
by the Office of Medicare Hearings and Appeals (OMHA)? 
a. first level of appeal 
b. second level of appeal 
c. third level of appeal 
d. fourth level of appeal - Answer-c. . third level of appeal 
Frist level - redetermination by Medicare contractor 
Second level - reconsideration by Independent contractor 
Third appeal...
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HCCA - CHC (MASTER FLASHCARDS) Exam Questions With Answers Latest 2023-2024 | Graded A+
- Exam (elaborations) • 128 pages • 2023
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HCCA - CHC (MASTER FLASHCARDS) Exam Questions With Answers Latest | Graded A+. According to HHS-OIG - what are three important reasons for proper documentation in 
Compliance? (hint: protections) - Answer-1.Protect our programs 
2.Protect your patients 
3.Protect the Provider 

#:~:text=Proper%20documentation%2C%20both%20in%20patients,to%20prot 
ect%20you%20the%20provider. 
At which level of the Medicare Part A or Part B appeals process is the appeal decision 
by the Office of Medicare Hearings...
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WGU C214 OA Financial Management Pre-Test Exam_ ((2023)) (Graded A+)
- Exam (elaborations) • 65 pages • 2023
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WGU C214 OA Financial Management Pre-Test Exam_ ((2023)) (Graded A+) 
 
 
What is included in the Income Statement and NOT in the Statement of Cash Flows? - 
Depreciation Expense	 
 
Computation of Net Income: 
A co. sold products in 2014 for $120k and collected $100k cash and remainder in 2015. Co. 
incurred $70k expenses for 2014 and paid $100k which included $30k for expenses incurred in 2013. What is net income for 2014? - Computation of Net Income (R-E=NI) $50,000 
Net Income = $120...
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C214 WGU EXAM TEST 2023/2024
- Exam (elaborations) • 10 pages • 2023
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C214 WGU EXAM TEST 2023/2024 
Pt - CORRECT ANSWER-is the sold price 
Pt-1 - CORRECT ANSWER-is the bought price 
CFt - CORRECT ANSWER-is the cash flow (coupons for bonds; dividends for stocks). 
Dollar Returns - CORRECT ANSWER-= Pt - Pt-1 + CFt 
Cash Flow from Investing (CFI) - CORRECT ANSWER-= Change in Net PP&E + 
Depreciation Expense 
Net PP&E - CORRECT ANSWER-= Gross PP&E - Accumulated Depreciation 
With the assumption of no asset disposals, CFI will be equal to - CORRECT ANSWER1) change in...
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