Cisi securities - Study guides, Class notes & Summaries

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CISI Securities questions with correct answers
  • CISI Securities questions with correct answers

  • Exam (elaborations) • 8 pages • 2023
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  • mandatory bid triggered at - Answer 30% disclosure to issuer required at (UK) - Answer 3% and whole % points UK transaction reporting (company and deadline) - Answer CREST, 8pm international transaction reporting (company and deadline) - Answer ThomsonReport, 9pm Eurobond transaction reporting (company and deadline) - Answer TRAX, 10pm money markets securities are (term, collateral, risk) - Answer short-term, unsecured, low risk B2C bond-trading platforms - An...
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CISI (Introduction to Securities and  Investments) A+ GRADED
  • CISI (Introduction to Securities and Investments) A+ GRADED

  • Exam (elaborations) • 85 pages • 2024
  • CISI (Introduction to Securities and Investments) A+ GRADED
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CISI UNIT 2: Securities EXAM (A+Graded).
  • CISI UNIT 2: Securities EXAM (A+Graded).

  • Exam (elaborations) • 20 pages • 2024
  • CISI UNIT 2: Securities EXAM (A+Graded).
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CISI Unit 2 Securities with complete solution / Latest updated .
  • CISI Unit 2 Securities with complete solution / Latest updated .

  • Exam (elaborations) • 29 pages • 2024
  • CISI Unit 2 Securities with complete solution / Latest updated .
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CISI Introduction to Securities and Investment Exam Questions and Answers
  • CISI Introduction to Securities and Investment Exam Questions and Answers

  • Exam (elaborations) • 18 pages • 2024
  • CISI Introduction to Securities and Investment Exam Questions and Answers
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CISI Unit 2 Securities
  • CISI Unit 2 Securities

  • Exam (elaborations) • 29 pages • 2024
  • CISI Unit 2 Securities
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CISI Unit 2 Securities Exam with correct Answers
  • CISI Unit 2 Securities Exam with correct Answers

  • Exam (elaborations) • 15 pages • 2024
  • CISI Unit 2 Securities Exam with correct Answers
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Securities (CISI Level 3) - Capital Markets Programme / IOC
  • Securities (CISI Level 3) - Capital Markets Programme / IOC

  • Summary • 64 pages • 2024
  • Summary of CISI Level 3 Securities exam (Post-April 2023) Detailed notes from a multitude of materials. Follows official syllabus order. Includes answers to c.90& of possible MC questions. Topics covered include: 1) The Financial Services Industry, 2) Asset Classes, 3) Markets, 4) Primary Markets, 5) Secondary Markets, 6) Corporate Actions, 7) Clearing (Pre-Settlement) and Settlement, 8) Accounting Analysis and 9) Investment Management.
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CISI introduction to securities and investment (3. Equities) Exam Questions and Answers
  • CISI introduction to securities and investment (3. Equities) Exam Questions and Answers

  • Exam (elaborations) • 9 pages • 2024
  • CISI introduction to securities and investment (3. Equities) Exam Questions and Answers
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