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FINRA Series 7 Exam Study Guide with Complete Solutions $8.49   Add to cart
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FINRA Series 7 Exam Study Guide with Complete Solutions
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FINRA Series 7 Exam Study Guide with Complete Solutions T-Bond - ️️ Correct-Usually 10-30 years that pay interest every 6 months. They are quoted exactly like T-Notes Securities Fund Service - ️️ Correct-SFS Swap Execution Facility - ️️ Correct-SEF None Deliverable Forward - ️�...

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  • September 25, 2024
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  • 2024/2025
  • Exam (elaborations)
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  • finra series 7 exam study guide with complete solu

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TITLE: EMILLYCHARLOTTE 2024/2025 ACADEMIC PERIOD
OWNER: EMILLYCHARLOTTE
COPYRIGHT STATEMENT: ©2024 EMILLYCHARLOTTE. ALL RIGHTS RESERVED
FIRST PUBLISHED: SEPTEMBER 2024

FINRA Series 7 Exam Study Guide with
Complete Solutions

T-Bond - ✔️✔️Correct-Usually 10-30 years that pay interest every 6 months. They are

quoted exactly like T-Notes


Securities Fund Service - ✔️✔️Correct-SFS

Swap Execution Facility - ✔️✔️Correct-SEF

None Deliverable Forward - ✔️✔️Correct-NDF

Direct Custody Clearing - ✔️✔️Correct-DCC

Office of Foreign Asset Control - ✔️✔️Correct-OFAC

What makes parity important when pricing convertible bonds? - ✔️✔️Correct-The

conversation rate can slip out of parity with what a bond can sell for on the open market.

This it is important to do the math on conversation rate before deciding to convert into

common or sell the bond on the market.

Treasury Receipts - ✔️✔️Correct-Are created by brokerage firms from Treasury Notes

that are held in trust and collateralized.

Yes, the trust indenture anti dilution covenant requires an adjustment to the share price

for stock splits, stock dividends, and new issuance of shares. - ✔️✔️Correct-Does the

Trust Indenture provide an anti dilution covenant?



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