CISI Introduction to Securities and
Investment - Chapter 1 Exam Questions
and Answers
Wholesale Sector - Answer -Markets and exchanges focused on professional bodies
E.G. Equity Markets, FOREX, IB
Equity Markets - Answer -Facilitate trading shares in quoted or listed companies
Bond Markets - Answer -Long term investments in government debt
FOREX markets - Answer -Trading of currency
Derivatives Markets - Answer -Futures and Options
Insurance Markets - Answer -Trades in Lloyds of London
Retail Banks - Answer -Lending and taking from retail customers
Savings institutions - Answer -Pools wealth E.G. Building society
Peer to Peer (P2P) and crowd funding - Answer -Cuts out banks, lower IR
Investment banks - Answer -help lots deals. e.g. M&A
Pension funds - Answer -Long term investment for retirement
Insurance companies - Answer -Protection planning, use premiums to invest
Fund managers - Answer -Portfolio management for clients money
Stockborkers and wealth managers - Answer -Trades in the markets to make
commission on clients money
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