Exam (elaborations)
FINRA Series 7 Customer Accounts Review Questions with Correct Answers
- Course
- Institution
New Account Form -The information required on anew account form would depend upon the type of security that will be traded Required Info on New Account Form -Customer Name -Cash or Margin Account -DOB -SS or tax ID # -citizenship Firms must verify what 4 things? -Name -Address -SS or ta...
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