Exam (elaborations)
IACCP (QE) Practice Test | 55 Questions | 100% Correct Answers
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Which THREE persons or firms may be excluded from having to register under the Investment Advisers Act of 1940? (Choose three.) A. Accountants whose advisory services pertain solely to incidental financial planning. B. Persons or firms whose advice and reports are related solely to U.S. governm...
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