Exam (elaborations)
CAIA Exam Sample | 74 Questions with 100% Correct Answers | Verified | 22 Pages
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Samuel Tong, CAIA, has clients who await his recommendation of a particular stock that is about to release earnings. From his office he sends the single recommendation "Sell" to all his clients via a text message that includes the phrase "more info on web." Does this communication violate Standa...
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