Exam (elaborations)
2023/24 PSC Notes - Financial and Business Skills
- Course
- Institution
QUESTION 1 No person may carry on a regulated activity in the UK unless authorised or exempt (s19 FSMA). Need to ensure that the firm is not committing a criminal offence by carrying out a regulated activity without authority pursuant to S 23 FSMA, so we need to consider the effect of FSMA. 1. ...
[Show more]