Exam (elaborations)
CME 1 quiz| 102 questions| with complete solutions
- Course
- CME
- Institution
- Liberty University
Securities business CORRECT ANSWERS: Dealing, Arranging, Managing, Advising, Custody. The 11 Principles CORRECT ANSWERS: Integrity, Skill, care and diligence, Efficiency of management and control, Financial prudence, Proper market conduct, Protection of clients' assets, Co-operation with regul...
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