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Certified Compliance and Ethics Professional (CCEP) COMPILATION BUNDLE
Certified Compliance and Ethics Professional (CCEP) COMPILATION BUNDLE
[Show more]Certified Compliance and Ethics Professional (CCEP) COMPILATION BUNDLE
[Show more]Which of the following BEST describes the purpose of training based upon risk assessment findings? 
 
A.) Reducing the organization's legal exposure 
B.) Educating employees on laws and regulations 
C.) Educating the board on the compliance program 
D.) Reducing the organization's insurance premi...
Preview 3 out of 23 pages
Add to cartWhich of the following BEST describes the purpose of training based upon risk assessment findings? 
 
A.) Reducing the organization's legal exposure 
B.) Educating employees on laws and regulations 
C.) Educating the board on the compliance program 
D.) Reducing the organization's insurance premi...
Accounting and Auditing Enforcement Releases (AAER) correct answers Financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. 
 
Accredited...
Preview 3 out of 29 pages
Add to cartAccounting and Auditing Enforcement Releases (AAER) correct answers Financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. 
 
Accredited...
A company uses 5,000 third parties to accomplish business tasks. Which of the following steps should the compliance and ethics professional take to require third parties to comply with the company's ethics and compliance standards? 
A. Read the third party's code of conduct. 
B. Include the stan...
Preview 4 out of 37 pages
Add to cartA company uses 5,000 third parties to accomplish business tasks. Which of the following steps should the compliance and ethics professional take to require third parties to comply with the company's ethics and compliance standards? 
A. Read the third party's code of conduct. 
B. Include the stan...
Name the seven essential elements of compliance. correct answers 1. Written policies and procedures 
2. Designated compliance officer and compliance committee 
3. Effective training and education 
4. Effective lines of communication 
5. Internal monitoring and auditing 
6. Enforcement and discipl...
Preview 1 out of 4 pages
Add to cartName the seven essential elements of compliance. correct answers 1. Written policies and procedures 
2. Designated compliance officer and compliance committee 
3. Effective training and education 
4. Effective lines of communication 
5. Internal monitoring and auditing 
6. Enforcement and discipl...
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