Sec no action lett Study guides, Class notes & Summaries

Testable - Performance and Advertising Disclosures #3 Exam Post 2023.Rule 206(4)-1 Advertisements by investment advisers. - ANSWER Under the rule, an investment adviser is prohibited from publishing, circulating or distributing any advertisement that: A. Refers to any testimonials concerning any advice, analysis, report or service of the adviser; B. Refers to past specific recommendations of the adviser which were or would have been profitable to a person (excepting advertisements listing or o...

CCRN TEST PREP   w w w .100 K-C ertifie d-N urs e s.c o m Presented by: David W. Woodruff, MSN, RN, CNS 1 Checklist for Success -- If you study the right things in the right ways --   CCRN: Test Prep Description: This unique two-day program presents the content of the CCRN exam in a question and answer format. By the conclusion of the program the participant will have answered 150 questio...