Ccep corporate compliance - Study guides, Class notes & Summaries

CCEP: Set 3 questions with detailed answers 2023 An organization has just accepted a new business line with plants in Germany and France. The CEO has asked the compliance and ethics professional (CEP) to evaluate the compliance program to determine the impact of this change. Which of the following should the CEP consider when evaluating the company's compliance hotline? A. Foreign Corrupt Practices Act B. EU Privacy Directive C. OECD Convention on Bribery D. Bank Secrecy Act B. EU Privacy...

CCEP Glossary Exam With Complete Solution Rated A Accounting and Auditing Enforcement Releases (AAER) Financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. Accredited Investors Term used by the SEC under Regulation D to refer to investors who are financially sophisticated and have a reduced need for the protection provided b...

CCEP Set 4 Exam With 100% Correct And Verified Answers 2024 A C&E professional investigates a report of sexual harassment. The incident, not constitute SH, reveals the employee's misunderstanding of the harassment policy? Which of following should be FIRST in the corrective action plan? A) Consult outside counsel B) Disclose the incident to the EEOC C) Provide education and training on the policy D) Survey employee's understanding of the policy - Correct Answer-C) Provide education and tr...

CCEP Set 4>> Questions with Correct Answers A C&E professional investigates a report of sexual harassment. The incident, not constitute SH, reveals the employee's misunderstanding of the harassment policy? Which of following should be FIRST in the corrective action plan? A) Consult outside counsel B) Disclose the incident to the EEOC C) Provide education and training on the policy D) Survey employee's understanding of the policy C) Provide education and training on the pol...

CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION EXAM LATEST 2024 WITH UPDATED QUESTIONS AND DETAILED CORRECT ANSWERS (ALREADY GRADED A+) GDPR (General Data Protection Regulation) - ANSWER- Provisions and requirements protecting the personal data of European Union (EU) citizens. Transfers of personal data outside the EU Single Market are restricted unless protected by like-for- like regulations, such as the US's Privacy Shield requirements. PCI DSS - ANSWER-...

CCEP exam (Compliance) Questions With 100%Verified Solutions A+GRADED What are the 7 elements of a Compliance Program? - correct answer...1. Standards of Conduct/Policies and Procedures, 2. Compliance Officer and Compliance Committee, 3. Education/Training, 4. Monitoring/Auditing, 5. Reporting and Investigating, 6. Enforcement and Discipline, 7. Response and Prevention A CFO discovers the CEO is using company funds for personal expenses. The CFO buried this information in the company's fi...

CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION EXAM LATEST 2024 WITH UPDATED QUESTIONS AND DETAILED CORRECT ANSWERS (ALREADY GRADED A+) A US-based retail company has 250 stores in 30 states. Past compliance efforts have included a silo-based approach with minimal oversight and the CEO acting as the Compliance and Ethics Officer. One person in each state posted compliancerelated information sent from corporate, but there were no actual educational sessions. Po...

Certified Compliance and Ethics Professional (CCEP) Certification Study Resources 100% REVISION Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organization's legal exposure B.) Educating employees on laws and regulations C.) Educating the board on the compliance program D.) Reducing the organization's insurance premiums A. Reducing the organization's legal exposure A compliance and ethics professional inve...