Cmt level 2 - Study guides, Class notes & Summaries

CMT Level 2 Exam With 100% Correct And Verified Answers 2024

CMT Level 2 Exam | Latest Update | 100% Correct | Verified Answers

Which of the following is a component of the Code of Ethics? CFA Institute members shall: a) use particular care in determining applicable fiduciary duty. b) use reasonable care and exercise independent professional judgment. c) maintain and improve the competence of other investment professionals. d) practice and encourage others to practice in a professional and an ethical manner. correct answer: d. practice and encourage others to practice in a professional and an ethical manner. Referen...

The MTA Code of Ethics applies to: a. Members only b. Affiliates only c. CMT candidates d. All of the above correct answer: The MTA Code of Ethics applies to: d. All of the above An MTA Member or Affiliate using the MTA mailing list to send _____________ would not be in violation of the Code of Ethics: a. Research reports b. A free membership to a club c. Charting discount coupons d. CMT Newsletter correct answer: An MTA Member or Affiliate using the MTA mailing list to send _____...

John Welsh, CFA, CMT, is the founder of YMR Research, an investment management firm that specializes in short selling. Welsh identifies stocks that appear over-extended on price charts after large price increases. Additionally, Welsh also buys research from third-party firms that provide timely updates on any legislative or regulatory changes that may impact his shorted stocks favorably. Welsh sells short those stocks he estimates are due for a trend reversal, are near a valuation peak, and thos...

James Blair manages an investment portfolio for Martin, one of the firm's clients. Martin's portfolio is well diversified with a slight tilt toward capital appreciation as Martin requires very little income from the portfolio. Recently, Martin's brother, David, has become a client of Blair. Blair proceeds to invest David's portfolio in a similar manner to Martin's portfolio based on the fact that both brothers have a similar lifestyle and are only two years apart in age. Which of the follow...

CMT Level 2 - Sample Exam Questions & Answers

Contrast historical and implied volatility when used in price analysis and forecasting - Answer Implied volatility is the expected price movement of the underlying stock - Historical Volatility is simply the historical volatility.. List the inputs to an option pricing model - Answer - Call/Put - Underlying Price - Strike Price - Implied Volatility - Days to Expiration - Interest rate - Dividends Calculated single-day implied volatility - Answer 1 Day Movement = Implied Volatility/Sq...

CMT Level 2 - Sample Exam Questions & Answers