Sie exam study - Study guides, Class notes & Summaries

Sie exam study guide with complete solutions MSRB - Answer️️ -Municipal Securities Rulemaking Board GO Bonds - Answer️️ -Generally obligation bonds: municipal bonds that are back by the full faith and credit of the taxpayers and must be approved by taxpayers. capital appreciation bond (CAB) - Answer️️ -a long-term, high-interest-paying bond that pays off both principal and interest in one lump sum when the bond reaches maturity Revenue Bonds - Answer️️ -Bonds to be repaid...

FINRA SIE OUTLINE EXAM STUDY QUESTIONS AND ANSWERS GRADED A+

purpose of securities industry matching investors with money to issuers that need that money to finance issuer legal entity that sells securities in order to finance its operations (business, governments) ie. us treasury, us gov agencies, foreign governments, state and local governments, corps, banks methods issuers use to raise capital 1) issue debt securities (bonds) and 2) issues equity securities (stocks) debt securities publically traded loans = bonds, notes, or deb...

FINRA SIE EXAM STUDY QUESTIONS AND ANSWERS GRADED A+

HSIE EXAM STUDYGUIDE 2024...

Do common stock holders have to right to inspect all books of a company? No, only certain items suchs as the income statement and balance sheet Order of asset distribution Taxes Secured debt Unsecured debt Preferred stock holders Common stock holders What type of corporate security is considered the riskiest? Common stock Of all securities, common stock has historically Provided the best hedge against inflation, best capital appreciation potential Classificati...

If interest Rates fall the issuer will most likely call which bonds first? - High Dividend Rate preferred issues trading at a premium What are some actions by a corporation will affect an individuals common shareholder's equity - Conversion of convertible preferred stocks or bond Repurchase of common shares Issuance of additional common shares (Stock splits do not effect shareholders equity but it must be voted on because it effects Par Value) Benefits to a Convertible stock compar...

FINRA SIE EXAM STUDY SOLUTIONS QUESTIONS AND ANSWERS A+ VERIFIED

SIE Exam Study Guide With 100% Complete Solution 2024