Pre14a preliminary proxy - Study guides, Class notes & Summaries

PRE14A (preliminary proxy) correct answers must be filed with the SEC at least 10 calendar days prior to filing a definitive proxy with the SEC (DEF 14A) Preliminary proxies can be kept from public disclosure until they become definitive, but only if they adhere to certain rules. They must be marked confidential and public communication must have been limited to a basic Rule 135 announcement. Confidentiality is not allowed in going private and rollup transactions. DEF 14A (definitive proxy) ...

Series 79 Knopman Marks deferred tax asset or liability? Acceleration of revenue for accounting purposes - correct answer Deferred tax liability Source or use of cash? Decrease in accrued liabilities - correct answer Use of Cash Source or use of cash? Improvement in net working capital - correct answer Use of cash Purpose of a Schedule 13F - correct answer A 13F is a quarterly filing by Institutional Investment managers to disclose long equity positions Disclosure document used to g...

Knopman Marks Series 79 Class SummaryHow Many Days Before the Definitive Proxy is Filed With the SEC Must the Preliminary Proxy Be Filed with the SEC? - correct answer 10 calendar days PRE14A - correct answer preliminary proxy DEF14A - correct answer definitive proxy When Must the Definitive Proxy Be Filed With the SEC and Sent to Shareholders? - correct answer at least 1 calendar days prior to the shareholder meeting For How Long Must a Tender Offer be Available to Shareholders? - c...

Series 79 Key ConceptsWhat is the name for the definitive proxy? - correct answer DEF14A What is the name for the preliminary proxy? - correct answer PRE14A When does preliminary proxy need to be filed to SEC relative to definitive proxy? - correct answer PRE14A must be filed with the SEC at least 10 calendar days prior to DEF14A Who does definitive proxy need to be sent to, and when? - correct answer DEF14A must be sent to SEC and shareholders at least 20 calendar days before sharehold...