Ifse cifc unit 9 - Study guides, Class notes & Summaries

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IFSE - CIFC UNIT 9 EXAM LATEST UPDATE...

IFSE - CIFC - Unit 9

IFSE - CIFC - Unit 9

IFSE - CIFC - Unit 1 exam solved 100% National Instruments are developed through? -Correct Answer-CSA With which organization must mutual fund dealers (outside of Quebec) register? -Correct Answer-MFDA Which organization operates the Investor Protection Corporation (IPC)? -Correct Answer-MFDA Registration Requirements and Exemptions provides the harmonized registration rules for the registration of firms and individuals with the provincial or territorial securities commissions -Correct...

IFSE - CIFC - Unit 1 Questions and Answers 100% Pass National Instruments are developed through? CSA With which organization must mutual fund dealers (outside of Quebec) register? MFDA Which organization operates the Investor Protection Corporation (IPC)? MFDA Registration Requirements and Exemptions provides the harmonized registration rules for the registration of firms and individuals with the provincial or territorial securities commissions NI 31-103 Mutual Fund Prospectus Disclosure ens...

IFSE - CIFC - Unit 8 Latest Update Graded A Mutual Fund Corporation - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting Mutual Fund Trust - investors are unit-holders - no board of directors. Governed by trusts or trustees - unit-holders don't have authority to appoint trustees Mutual Funds Complex - mutual fund manager - portfolio manager - custodian - distributor - transfer agent - inde...

2 main government-sponsored programs that can help finance retirement - - Old Age Security (OAS) - Canada Pension Plan (CPP) Old Age Security (OAS) Program - Includes: - OAS - Guaranteed Income Supplement (GIS) - Allowance - Allowance for the survivor Old Age Security (OAS) - - may be clawed back if income exceeds maximum - must be 65 or older - Canadian citizen or legal resident at time of application approval (or if non-resident was a citizen/resident day before departure) - lived i...