Iaccpns wit - Study guides, Class notes & Summaries

IACCP RULES & REGULATIONS QUESTIONS WITH VERIFIED SOLUTIONS GRADED A+ Section 17(a)(2) Exchange Act - CORRECT ANS Prohibits any untrue statements of material fact or material omissions in the offer or sale of securities Section 17(a)(3) Exchange Act - CORRECT ANS Prohibits engaging in a course of business which operates as a fraud or deceit in the offer or sale of securities Section 17d - CORRECT ANS Basically no affiliate of an affiliate of a RIC can sell any stock to the compan...