Finra sie stuvia - Study guides, Class notes & Summaries
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FINRA SIE Exam Already Passed!!
- Exam (elaborations) • 14 pages • 2023
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If interest Rates fall the issuer will most likely call which bonds first? - ANSWERSHigh Dividend Rate preferred issues trading at a premium 
 
What are some actions by a corporation will affect an individuals common shareholder's equity - ANSWERSConversion of convertible preferred stocks or bond 
Repurchase of common shares 
Issuance of additional common shares 
 
(Stock splits do not effect shareholders equity but it must be voted on because it effects Par Value) 
 
Benefits to a Convertibl...
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