Disciplinary sanctions - Study guides, Class notes & Summaries

Indiana broker Ralph hasn't been the most trustworthy real estate agent, and a hearing before the Real Estate Commission found him guilty of several license law violations. Among other things, he's assessed a civil penalty of $3,000. Ralph refuses to pay, even though he has plenty of money to cover it. What's NOT true about this situation? The amount of the civil penalty will increase by 2.5% monthly until it's paid. The civil penalty covers at least three separate violations. The c...

In addition to disciplinary sanctions imposed by the DC Real Estate Commission, licensees may face a(n) ________ if the attorney general files for one in superior court. Injunction How often do DC real estate licensees contribute to the Guaranty and Education Fund? Upon initial licensure and at every license renewal Typically, a panel oversees a hearing for a DC license law violation rather than the full real estate commission. The hearing panel comprises at least how many commis...

The DC commission can impose civil fines for license law violations. Each violation may garner a fine up to ______. correct answers $5,000 Joan began a court case against a DC licensee who misrepresented a property, resulting in a financial loss for Joan. At this point, does Joan need to make any notifications to the mayor? correct answers Yes, Joan must notify the mayor within 30 days of the date she began her action DC licensee Jenna presented her evidence at a commission hearing held Ma...

Maine Real Estate Law Review Practice Test 2024. A client must be informed as to the real estate brokerage agency's appointed agency policy and: - correct answer Give written consent to that policy in advance of entering into a brokerage agreement. A disclosed dual agent may disclose any information to one party that the licensee gains from the other party if the information is relevant to the transaction except: - correct answer Confidential negotiating strategy not disclosed in the sales ...

Name the regulatory body for barristers, where it can refer cases to, and available sanctions The independent Bar Standards Board was set up and regulates the profession of barristers. It sets out training and entry standards; a code of conduct which barristers should comply with. It investigates any alleged breach of the code of conduct; it can discipline any barrister who is in breach of the code - if the matter is serious it will be referred to an independent Disciplinary TribuName ...

Maine Real Estate Law Exam Questions & Answers Verified 100% Correct!! A client must be informed as to the real estate brokerage agency's appointed agency policy and: Give written consent to that policy in advance of entering into a brokerage agreement. A disclosed dual agent may disclose any information to one party that the licensee gains from the other party if the information is relevant to the transaction except: Confidential negotiating strategy not disclosed in the sales offer as ...

Series 24 Question and answers 100% correct 2024/2025 Series 24 Becoming a FINRA Member - correct answer -File online a New Member Application (Form NMA) w/FINRA -Register with SEC as B/D and file Form BD -Meet standards under rule 1014 Statutory Disqualification - correct answer Member or individual who has faced disciplinary sanctions by the SEC or another SRO in the last 10 years. SD cannot work in the securities industry without an exception from the DMR. Form MC-400 - corr...

The 6 Core Values of Social Work - CORRECT ANSWER Service Social Justice Dignity and worth of the person Importance of human relationships Integrity Competence NASW Code of Ethics Purpose #1 - CORRECT ANSWER The Code identifies core values on which social work's mission is based. NASW Code of Ethics Purpose #2 - CORRECT ANSWER The Code summarizes broad ethical principles that reflect the profession's core values and establishes a set of specific ethical standards ...

CPCS CPMSM Sample Questions Are limitations of the clinical privileges of a psychiatrist for more than 30 days reportable to the NPDB? - correct answer Yes According to the Joint Commission, who may amend the medical staff bylaws? - correct answer Governing Body Failure to meet the established qualifications and criteria for appointment should be reported to whom? - correct answer The applicant NCQA requires the MCO to obtain a minimum of ???? years of work history? - correct answer ...

Dicipline is: - Answer- control gained by enforcing obedience or order based on submission to rules or authority disciplinary system - Answer- a system designed to correct or punish breaches of discipline disciplinary sanctions - Answer- penalties or punishment for violations or noncompliance of those rules 4 categories of prohibited acts - Answer- low security offenses, moderate severity, high severity, greatest severity can an offender be confined to disciplinary isolation without ...