Ethics audit steps - Study guides, Class notes & Summaries

CCEP Question and answers rated A+ 2024A company uses 5,000 third parties to accomplish business tasks. Which of the following steps should the compliance and ethics professional take to require third parties to comply with the company's ethics and compliance standards? A. Read the third party's code of conduct. B. Include the standards in the third-party contract. C. Conduct due diligence on the third party. D. Communicate the standards to the third part - correct answer B. Include ...

BBA 350 Final Exam Practice Questions With Verified Answers Multinational and global organizations must not present a consistent face to their shareholders, customers, and suppliers but instead must operate with a different value system in each country they do business in. False The term ethics describes standards or codes of behavior expected of an individual by a group to which the individual belongs. True The board of directors of an organization is normally responsible for day-t...

CCEP: Set 1A company uses 5,000 third parties to accomplish business tasks. Which of the following steps should the compliance and ethics professional take to require third parties to comply with the company's ethics and compliance standards? A. Read the third party's code of conduct. B. Include the standards in the third-party contract. C. Conduct due diligence on the third party. D. Communicate the standards to the third part - correct answer B. Include the standards in the third-par...

CCEP: Set 1 A company uses 5,000 third parties to accomplish business tasks. Which of the following steps should the compliance and ethics professional take to require third parties to comply with the company's ethics and compliance standards? A. Read the third party's code of conduct. B. Include the standards in the third-party contract. C. Conduct due diligence on the third party. D. Communicate the standards to the third part - correct answer B. Include the standards in the third-p...

CISA Domain 1 Exam 88 Questions with Verified Answers Interviewing and Observing Personnel - CORRECT ANSWER Actual Functions - An adequate test to ensure that the individual who is assigned and authorized to perform a particular function is the person who is actually doing the job. Actual Processes and Procedures - allows the IS auditor to gain evidence of compliance and observe deviations, if any. Security Awareness - Should be observed to verify an individuals understanding and practice ...

CISA ISACA Exam Practice Questions and Answers (100% Pass) An audit charter should: A. be dynamic and change to coincide with the changing nature of technology and the audit profession. B. clearly state audit objectives for, and the delegation of, authority to the maintenance and review of internal controls. C. document the audit procedures designed to achieve the planned audit objectives. D. outline the overall authority, scope and responsibilities of the audit function. - Answer️️ ...

CCEP: Set 1 Questions and Answers 100% Correct A company uses 5,000 third parties to accomplish business tasks. Which of the following steps should the compliance and ethics professional take to require third parties to comply with the company's ethics and compliance standards? A. Read the third party's code of conduct. B. Include the standards in the third-party contract. C. Conduct due diligence on the third party. D. Communicate the standards to the third part - Correct Answer ️️...

CHC exam questions and answers 2024 Chapter 8 Federal Sentencing Guidelines (FSG) -Answer-Guidelines and policy in this section apply to sentencing in federal criminal prosecution when the convicted defendant is an organization FSG- 4 factors that increase ultimate punishment of an organization -Answer- 1.Involvement in or tolerance of criminal activity 2.Prior history of the organization 3.The violation of an order 4.The obstruction of justice FSG- The two factors that mitigate the ult...

What is the definition of audit? - Auditing is a detailed and specific evaluation of a process, procedure, organization, job function, or system, in which results are gathered and reported. What is the purpose of ethics? - To mandate the professional and personal conduct of auditors According to the ISACA Code of Ethics is an auditor allowed to share the results of an audit with other personnel? - The auditor must maintain confidentiality of the audit unless required by legal authority Sho...

AUE2602 ASSIGNMENT 1 PREP 2024 SEMESTER 2 1.1 Background of Corporate Governance in South Africa INTRODUCTION The Industrial Revolution began in Britain in the 18th century from 1760 to 1840 and from there spread to other parts of the world ( Industrial Revolution businesses grew from entities owned and managed by the same person into large organisations in which the owners (shareholders) and management (executive directors) were separate parties. Currently in most countries, the shar...