Sarbanes oxley act - Study guides, Class notes & Summaries

Solution Manual For Corporate Finance 13th Edition By Stephen Ross Randolph Westerfield Jeffrey Jaffe. INTRODUCTION TO CORPORATE FINANCE SLIDES 1.1 Chapter 1: Introduction to Corporate Finance 1.2 Key Concepts and Skills 1.3 Chapter Outline 1.4 1.1 What Is Corporate Finance? 1.5 The Balance Sheet Model of the Firm 1.6 The Capital Budgeting Decision 1.7 The Capital Structure Decision 1.8 Short-Term Asset Management 1.9 The Financial Manager 1.10 Hypothetical Organization Chart 1.11 ...

Learning Objective 1-1 1) The Sarbanes-Oxley Act applies to which of the following companies? A) All companies B) Privately held companies C) Public companies D) All public companies and privately held companies with assets greater than $500 million Answer: C Terms: Sarbanes-Oxley Act Diff: Easy Objective: LO 1-1 AACSB: Reflective thinking skills Topic: SOX 2) Which of the following is considered audit evidence? A) Oral statements made by management Written Communications Auditor O...

Certified Compliance and Ethics Professional (CCEP) Certification Study Resources 100% REVISION Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organization's legal exposure B.) Educating employees on laws and regulations C.) Educating the board on the compliance program D.) Reducing the organization's insurance premiums A. Reducing the organization's legal exposure A compliance and ethics professional inve...

CPCU 540 EXAM 2024 WITH 100% CORRECT ANSWERS Why is it so important for a corporation to adopt a code of ethics? - correct answer . A code of ethics provides a means of actively managing ethics in the workplace. The treasurer of a corporation has decided to implement changes to the corporation's capital structure for the coming fiscal year. She plans to raise more capital through long-term debt, rather than alternate sources. With the implementation of these changes, she expects the tot...

Containing elements involving subjective perceptions as well as objective judgments, this complex legal principle is a form of discrimination and/or abuse based upon the basis of sex: - sexual harrasment The way in which we act or conduct ourselves; demonstrated by the actions that we take and the way that we respond to the world around us is known as: - behavior In order to maintain a fair and just approach to loss prevention we must identify and be aware of our own viewpoints, perc...

WGU D320/CCSP Actual Exam Tested Questions With Revised Correct Answers The management plane is use to administer a cloud environment and perform administrative tasks across a variety of systems, but most specifically it's used with the hypervisors. What does the management plane typically leverage for this orchestration? A. APIs B. Scripts C. TLS D. XML The management plane uses APIs to execute remote calls across the cloud environment to various management systems, espec...

Which of the following has a cyber security framework (CSF) that focuses exclusively on IT security, rather than IT service provisioning? - *National Institute of Standards and Technology (NIST)* International Organization for Standardization (ISO) Control Objectives for Information and Related Technologies (COBIT) Sherwood Applied Business Security Architecture (SABSA) The _____ requires federal agencies to develop security policies for computer systems that process confidential informat...

What is the main goal of the corporation? - To make capital gains for shareholders. Maximize value of the firm. Who ultimately owns the corporation? What is the relationship between shareholders, the board of directors, and management? - Shareholders ultimately own the corporation. Management (managers) are naturally inclined to act in their own interests but that may not be in the best interests of shareholders. The board of directors - elected by the shareholders - can oversee managerial...

1. Principles are a. laws and regulations that guide behavior in the world of business. b. mores, values, and customs that guide behavior in general. c. specific and pervasive boundaries for behavior that are universal and absolute. d. the obligations businesses assume to maximize their positive impact and minimize their negative impact on stakeholders. e. the mores, values, and customs that parents teach their children. ANSWER: POINTS: DIFFICULTY: REFERENCES: LEARNING OBJECTIVES: NATIO...

Morality refers to principals of right an wrong as determined by one's own __________. - conscious Ethics are.... - A set of rules of conduct (right vs. wrong) recognized by a particular group of individuals What is the main difference between violating your own morals, an ethical code, or a law? - The punishment. Morals = feel bad. Ethics = censure, disciplinary procedures, or license suspension. Law = fines, damages, jail. Jurisprudence - The philosophy of law Sarbanes Oxley Act - Res...