Exam (elaborations)
series 7 final exam #1 questions and answers updated
- Course
- Institution
series 7 final exam #1 questions and answers updated
[Show more]
Content preview
series 7 final exam #1what is the dividend payout ratio - correct answer ✔✔earnings per shares / common dividend
what describes a purchase of securities that is in book-entry form - correct answer ✔✔the transaction is
the transferring of securities and the entry by the issuer or transfer agent
what is the greatest risk of a long-term bond - correct answer ✔✔purchasing power risk - because the
money is usually tied up for 10-30 years
what has the least effect on the marketing of a bond - correct answer ✔✔the dated date - the date in
which interest starts to accrue, only affects those who buy on the original sale
what is the definition of time value of money - correct answer ✔✔the dollar value of future returns,
stated in relationship to the value of present returns
how does a city determine which bonds are selected from the sinking fund - correct answer ✔✔the
bonds are picked by inverse chronological order
how is a GTC order handled on the book of a specialist - correct answer ✔✔if properly renewed, the
order will not lose its place on the book
what is the placement ratio - correct answer ✔✔placements for the week divided by the new issues for
the week
what is considered negative info about a municipality issuing a new bond - correct answer ✔✔stable
debt, decreasing population
in terms of risk, when is the ratings of bonds negligible - correct answer ✔✔when there is almost a 1%
difference in interest rate between bonds that are closely rated
The benefits of buying summaries with Stuvia:
Guaranteed quality through customer reviews
Stuvia customers have reviewed more than 700,000 summaries. This how you know that you are buying the best documents.
Quick and easy check-out
You can quickly pay through credit card or Stuvia-credit for the summaries. There is no membership needed.
Focus on what matters
Your fellow students write the study notes themselves, which is why the documents are always reliable and up-to-date. This ensures you quickly get to the core!
Frequently asked questions
What do I get when I buy this document?
You get a PDF, available immediately after your purchase. The purchased document is accessible anytime, anywhere and indefinitely through your profile.
Satisfaction guarantee: how does it work?
Our satisfaction guarantee ensures that you always find a study document that suits you well. You fill out a form, and our customer service team takes care of the rest.
Who am I buying these notes from?
Stuvia is a marketplace, so you are not buying this document from us, but from seller BravelRadon. Stuvia facilitates payment to the seller.
Will I be stuck with a subscription?
No, you only buy these notes for $9.99. You're not tied to anything after your purchase.
Can Stuvia be trusted?
4.6 stars on Google & Trustpilot (+1000 reviews)
75323 documents were sold in the last 30 days
Founded in 2010, the go-to place to buy study notes for 14 years now