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IFSE - CIFC - Unit 1 Exam with complete solutions 2024_2025.
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IFSE - CIFC - Unit 1 Exam with complete solutions 2024_2025.
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IFSE - CIFC - Unit 1 Exam with completesolutions 2024/2025
CSA - ANSWER-National Instruments are developed through?
MFDA - ANSWER-With which organization must mutual fund dealers (outside of
Quebec) register?
MFDA - ANSWER-Which organization operates the Investor Protection
Corporation (IPC)?
NI 31-103 - ANSWER-Registration Requirements and Exemptions provides the
harmonized registration rules for the registration of firms and individuals with the
provincial or territorial securities commissions
NI 81-101 - ANSWER-Mutual Fund Prospectus Disclosure ensures that mutual
funds disclose the info that investors should consider when deciding whether to
invest, or remain invested, in a fund.
It prescribed the content of key disclosure documents including the simplified
prospectus, the fund facts document, and the annual info form
NI 81-102 - ANSWER-Mutual Funds is the main instrument regulating mutual
funds. It regulates how mutual funds are managed, bought and sold
NI 81-105 - ANSWER-Mutual Fund Sales Practices ensures that mutual funds are
sold on the basis of what is suitable for, and in the best interests of, investors.
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